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UBS AG
UBS AG — US company (sec:0001114446). 200 holdings. Every claim linked to its source.
/01
Ownership & control
Links are shown as observed in a source registry — we do not currently hold ownership end dates, so a link here may since have ended. Each row carries its source; check it before relying on currency.
Owners / controllers
None in current sources.
Holdings / subsidiaries
- UBS AG
Nothing further is withheld here. The ownership and control links above are everything we have resolved for UBS AG — there is no deeper chain behind a paywall. Absence means “not observed in our current sources” — it is not a finding of none.
Monitoring
Coverage of UBS AG is still thin in the current sources. Watch it and we'll flag the moment new ownership, filings or risk signals land.
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/02
People & control
78 parties · 0 currentEvery officer, person with significant control and cross-company role we hold, resolved into one entry per party. Roles are registry records, not a claim of control.
- AGIC CONVERTIBLE & INCOME FUNDAlso holds roles at 6 other companies
- SUFI RANJITother
- TURNER ETHANother
- MCDANIEL CONNIE Ddirector
- AGIC CONVERTIBLE & INCOME FUND IIAlso holds roles at 5 other companies
- SUFI RANJITother
- TURNER ETHANother
- MCDANIEL CONNIE Ddirector
- ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUNDAlso holds roles at 17 other companies
- Holland Jeffrey Rdirector
- GERKEN R JAYdirector
- LOVITO JOHN Adirector
- ALLSPRING MULTI-SECTOR INCOME FUNDAlso holds roles at 26 other companies
- Barbieri Thomas Edwardofficer
- Tran Jimmy Tofficer
- Kenney Johnofficer
- BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUSTAlso holds roles at 11 other companies
- Saba Capital Management, L.P.10% owner
- Weinstein Boaz10% owner
- Harris Stayce D.director
- BLACKROCK FLOATING RATE INCOME TRUSTAlso holds roles at 11 other companies
- Delbos Daviddirector
- Garfin Mitchelldirector
- Wilson Carlydirector
- BLACKROCK INVESTMENT QUALITY MUNICIPAL TRUST, INC.Also holds roles at 17 other companies
- OCONNOR WALTERdirector
- KALINOSKI MICHAELdirector
- Romaglino Christiandirector
- BLACKROCK MUNICIPAL INCOME QUALITY TRUSTAlso holds roles at 12 other companies
- Maloney Kevindirector
- KALINOSKI MICHAELdirector
- JPMORGAN CHASE & COtenpercentowner
- BLACKROCK MUNIHOLDINGS NEW YORK INSURED FUND, INC.Also holds roles at 7 other companies
- MINAR STEPHEN THOMASofficer
- BANK OF AMERICA CORP /DE/tenpercentowner
- MERRILL LYNCH, PIERCE, FENNER & SMITH INC.tenpercentowner
- BLACKROCK MUNIVEST FUND, INC.Also holds roles at 15 other companies
- Soccio Phillipdirector
- JACOB KENNETH Aofficer
- LOFFREDO JOHN Mofficer
- BLACKROCK MUNIYIELD FUND, INC.Also holds roles at 18 other companies
- Maloney Kevindirector
- Soccio Phillipdirector
- OCONNOR WALTERdirector
- BLACKROCK MUNIYIELD MICHIGAN INSURED FUND, INC.Also holds roles at 3 other companies
- MINAR STEPHEN THOMASofficer
- Steinmetz Arthur Philipdirector
- WASSERMAN AARON DAVIDofficer
- BLACKROCK PENNSYLVANIA STRATEGIC MUNICIPAL TRUSTAlso holds roles at 2 other companies
- F HOWARD DOWNSother
- MCGINLEY JAMES Pother
- BNY MELLON MUNICIPAL INCOME, INC.Also holds roles at 15 other companies
- BAUM JONATHAN Rofficer
- KELLY ROBERT Pother
- BANK OF AMERICA CORP /DE/tenpercentowner
- BNY MELLON STRATEGIC MUNICIPAL BOND FUND, INC.Also holds roles at 17 other companies
- BAUM JONATHAN Rofficer
- KELLY ROBERT Pother
- SKAPYAK BRADLEY Jdirector
- BNY MELLON STRATEGIC MUNICIPALS, INC.Also holds roles at 19 other companies
- KELLY ROBERT Pother
- BAUM JONATHAN Rofficer
- SKAPYAK BRADLEY Jdirector
- CABLETRON SYSTEMS INCAlso holds roles at 14 other companies
- OBRIEN WILLIAM Kofficer
- GALLAGHER MICHAEL Kdirector
- WOO LEON Kofficer
- CALAMOS STRATEGIC TOTAL RETURN FUNDAlso holds roles at 14 other companies
- Herman Thomas Eofficer
- CALAMOS JOHN P SRofficer
- CALAMOS JOHN P SRdirector
- COHEN & STEERS GLOBAL INCOME REALTY FUND, INC.Also holds roles at 3 other companies
- PHELAN LISAofficer
- COHEN BONNIEdirector
- OAKES DAVIDofficer
- COHEN & STEERS QUALITY INCOME REALTY FUND INCAlso holds roles at 20 other companies
- DERECHIN ADAM Mdirector
- Rogers-Windsor Ramona Lynndirector
- Maginnis Gerald J.director
- DESERT NATIVE DESIGNS INCAlso holds roles at 2 other companies
- WIESENHART CHARLESofficer
- BRODSKY ADAM Mdirector
- DNP SELECT INCOME FUND INCAlso holds roles at 13 other companies
- BRADLEY WILLIAM PATRICK IIIofficer
- Thaker Nikita Kofficer
- Kahrer Mark G.director
- DWS RREEF REAL ESTATE FUND II, INC.Also holds roles at 3 other companies
- LIEDTKE BORISother
- JONES GRAHAM Edirector
- ROBBINS JOHNother
- DWS RREEF REAL ESTATE FUND, INC.Also holds roles at 2 other companies
- ROBBINS JOHNother
- LIEDTKE BORISother
- EATON VANCE CALIFORNIA MUNICIPAL INCOME TRUSTAlso holds roles at 6 other companies
- SALTONSTALL GEORGE Wother
- Saba Capital Management, L.P.tenpercentowner
- Weinstein Boaztenpercentowner
- Eaton Vance Floating-Rate Income TrustAlso holds roles at 11 other companies
- Sveen Andrewdirector
- SALTONSTALL GEORGE Wother
- PAGE SCOTT Hofficer
- EATON VANCE FLORIDA MUNICIPAL INCOME TRUSTAlso holds roles at 1 other company
- SALTONSTALL GEORGE Wother
- EATON VANCE INSURED MASSACHUSETTS MUNICIPAL BOND FUNDAlso holds roles at 1 other company
- SALTONSTALL GEORGE Wother
- EATON VANCE INSURED MICHIGAN MUNICIPAL BOND FUNDAlso holds roles at 1 other company
- SALTONSTALL GEORGE Wother
- EATON VANCE INSURED MUNICIPAL BOND FUND IAlso holds roles at 1 other company
- SALTONSTALL GEORGE Wother
- EATON VANCE INSURED NEW JERSEY MUNICIPAL BOND FUNDAlso holds roles at 1 other company
- SALTONSTALL GEORGE Wother
- EATON VANCE INSURED NEW YORK MUNICIPAL BOND FUND IAlso holds roles at 2 other companies
- SALTONSTALL GEORGE Wother
- BRANDON CRAIG Rofficer
- EATON VANCE INSURED OHIO MUNICIPAL BOND FUNDAlso holds roles at 1 other company
- SALTONSTALL GEORGE Wother
- EATON VANCE LIMITED DURATION INCOME FUNDAlso holds roles at 9 other companies
- SALTONSTALL GEORGE Wother
- UBS Group AGtenpercentowner
- CAMPO PETERother
- EATON VANCE MICHIGAN MUNICIPAL INCOME TRUSTAlso holds roles at 1 other company
- SALTONSTALL GEORGE Wother
- Eaton Vance Municipal Income TrustAlso holds roles at 9 other companies
- Frost Cynthiadirector
- OCONNOR JAMES Lofficer
- SALTONSTALL GEORGE Wother
- EATON VANCE NEW JERSEY MUNICIPAL INCOME TRUSTAlso holds roles at 1 other company
- SALTONSTALL GEORGE Wother
- EATON VANCE OHIO MUNICIPAL INCOME TRUSTAlso holds roles at 3 other companies
- OCONNOR JAMES Lofficer
- FETTER THOMAS Jofficer
- CAMPBELL BARBARA Eofficer
- Eaton Vance Senior Floating-Rate TrustAlso holds roles at 15 other companies
- Sveen Andrewdirector
- SALTONSTALL GEORGE Wother
- PAGE SCOTT Hofficer
- Eaton Vance Senior Income TrustAlso holds roles at 11 other companies
- Sveen Andrewdirector
- SALTONSTALL GEORGE Wother
- UBS Group AGtenpercentowner
- Federated Hermes Premier Municipal Income FundAlso holds roles at 19 other companies
- NASTA FRANK Jdirector
- Miller Max F.director
- Larrimer Karen L.director
- FRANKLIN LTD DURATION INCOME TRUSTAlso holds roles at 3 other companies
- SKIDMORE KAREN Lofficer
- WILSON JOHN Bdirector
- DAVIS BJORNofficer
- ING PRIME RATE TRUSTAlso holds roles at 6 other companies
- PRESSLER SHERYL Kdirector
- CHADWICK PATRICIA WALSHdirector
- ROSEN ELLIOTofficer
- INTERCAPITAL CALIFORNIA INSURED MUNICIPAL INCOME TRUSTAlso holds roles at 2 other companies
- SHEA DENNISofficer
- GERMANY DAVIDofficer
- INTERCAPITAL INSURED MUNICIPAL BOND TRUSTAlso holds roles at 2 other companies
- GERMANY DAVIDofficer
- SHEA DENNISofficer
- INTERCAPITAL NEW YORK QUALITY MUNICIPAL SECURITIESAlso holds roles at 2 other companies
- GERMANY DAVIDofficer
- SHEA DENNISofficer
- Invesco California Value Municipal Income TrustAlso holds roles at 15 other companies
- Perkin Edward J.director
- GERMANY DAVIDofficer
- DAMMEYER ROD Fdirector
- Invesco Municipal Opportunity TrustAlso holds roles at 16 other companies
- Perkin Edward J.director
- HEAGY LINDA HUTTONdirector
- GERMANY DAVIDofficer
- INVESCO MUNICIPAL PREMIUM INCOME TRUSTAlso holds roles at 2 other companies
- SHEA DENNISofficer
- GERMANY DAVIDofficer
- Invesco Pennsylvania Value Municipal Income TrustAlso holds roles at 14 other companies
- Perkin Edward J.director
- SHEA DENNISofficer
- GERMANY DAVIDofficer
- Invesco Quality Municipal Income TrustAlso holds roles at 13 other companies
- Perkin Edward J.director
- GERMANY DAVIDofficer
- SHEA DENNISofficer
- Invesco Trust for Investment Grade New York MunicipalsAlso holds roles at 16 other companies
- Perkin Edward J.director
- GERMANY DAVIDofficer
- SHEA DENNISofficer
- INVESCO VAN KAMPEN MASSACHUSETTS VALUE MUNICIPAL INCOME TRUSTAlso holds roles at 2 other companies
- GERMANY DAVIDofficer
- SHEA DENNISofficer
- INVESCO VAN KAMPEN OHIO QUALITY MUNICIPAL TRUSTAlso holds roles at 2 other companies
- GERMANY DAVIDofficer
- SHEA DENNISofficer
- INVESCO VAN KAMPEN SELECT SECTOR MUNICIPAL TRUSTAlso holds roles at 3 other companies
- SHEA DENNISofficer
- GERMANY DAVIDofficer
- DAMMEYER ROD Fdirector
- INVESCO VAN KAMPEN TRUST FOR INSURED MUNICIPALSAlso holds roles at 2 other companies
- SHEA DENNISofficer
- GERMANY DAVIDofficer
- INVESCO VAN KAMPEN TRUST FOR INVESTMENT GRADE NEW JERSEY MUNICIPALSAlso holds roles at 2 other companies
- GERMANY DAVIDofficer
- SHEA DENNISofficer
- INVESTMENT GRADE MUNICIPAL INCOME FUNDAlso holds roles at 3 other companies
- BERNIKOW ALAN Sdirector
- GARIL BERNARD Hdirector
- HIGGINS HEATHER Rdirector
- MFS MUNICIPAL INCOME TRUSTAlso holds roles at 46 other companies
- DOUGHERTY LINDAdirector
- WILLIAMS DARRELL Adirector
- SMITH PAULA ELISABETHdirector
- NUVEEN MASSACHUSETTS PREMIUM INCOME MUNICIPAL FUNDAlso holds roles at 10 other companies
- CASTRO JOSEPHofficer
- PAGE ROBERT TANNERofficer
- Cardella Marcofficer
- Nuveen Municipal Credit Income FundAlso holds roles at 19 other companies
- BANK OF AMERICA CORP /DE/10% owner
- MERRILL LYNCH, PIERCE, FENNER & SMITH INC.10% owner
- SCHWERTFEGER TIMOTHY Rother
- PIMCO CALIFORNIA MUNICIPAL INCOME FUNDAlso holds roles at 39 other companies
- Ferguson Benjamindirector
- Kraus Kristoferdirector
- MATHER SCOTTother
- PIMCO CALIFORNIA MUNICIPAL INCOME FUND IIAlso holds roles at 33 other companies
- Ferguson Benjamindirector
- Kraus Kristoferdirector
- MATHER SCOTTother
- PIMCO CALIFORNIA MUNICIPAL INCOME FUND IIIAlso holds roles at 30 other companies
- Ferguson Benjamindirector
- Kraus Kristoferdirector
- FLATTUM DAVID Cdirector
- PIMCO CORPORATE & INCOME OPPORTUNITY FUNDAlso holds roles at 33 other companies
- Ferguson Benjamindirector
- Kraus Kristoferdirector
- HAMALAINEN PASIother
- PIMCO HIGH INCOME FUNDAlso holds roles at 33 other companies
- Ferguson Benjamindirector
- Kraus Kristoferdirector
- HAMALAINEN PASIother
- PIMCO INCOME STRATEGY FUNDAlso holds roles at 33 other companies
- Ferguson Benjamindirector
- Kraus Kristoferdirector
- HAMALAINEN PASIother
- PIMCO Income Strategy Fund IIAlso holds roles at 32 other companies
- Ferguson Benjamindirector
- Kraus Kristoferdirector
- HAMALAINEN PASIother
- PIMCO MUNICIPAL INCOME FUNDAlso holds roles at 36 other companies
- BANK OF AMERICA CORP /DE/10% owner
- MERRILL LYNCH, PIERCE, FENNER & SMITH INC.10% owner
- Ferguson Benjamindirector
- PIMCO MUNICIPAL INCOME FUND IIIAlso holds roles at 34 other companies
- Ferguson Benjamindirector
- Kraus Kristoferdirector
- FLATTUM DAVID Cdirector
- PIMCO NEW YORK MUNICIPAL INCOME FUNDAlso holds roles at 30 other companies
- Ferguson Benjamindirector
- Kraus Kristoferdirector
- HAMALAINEN PASIother
- PIONEER FLOATING RATE FUND, INC.Also holds roles at 4 other companies
- FELTUS ANDREWother
- Brown David Craigdirector
- PIRONDINI MARCOother
- PIONEER HIGH INCOME FUND, INC.Also holds roles at 3 other companies
- Brown David Craigdirector
- PIRONDINI MARCOother
- KARALNIK YANAofficer
- PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC.Also holds roles at 13 other companies
- Weinstein Boaz10% owner
- Saba Capital Management, L.P.10% owner
- Weinstein Boaztenpercentowner
- PIONEER MUNICIPAL HIGH INCOME FUND, INC.Also holds roles at 13 other companies
- Saba Capital Management, L.P.10% owner
- Weinstein Boaz10% owner
- Saba Capital Management, L.P.tenpercentowner
- SPECIAL OPPORTUNITIES FUND, INC.Also holds roles at 13 other companies
- ROTHCHILD JACLYN Ldirector
- WALDEN CHARLES Cdirector
- BERNIKOW ALAN Sdirector
78 parties · 0 current. Ceased and resigned records are retained as history.
/03
Common questions
- Who owns UBS AG?
- What is UBS AG's risk level?
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Community intel
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