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MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
MERRILL LYNCH, PIERCE, FENNER & SMITH INC. — US person (sec:0000728612). 200 holdings. Every claim linked to its source.
The finding
Controls or directs 200 companies in the resolved graph.
Investigative lead by resolved identity, not a legal determination.
/01
Registry identity
- Controls
- 200 companies
- Risk
- Medium
- Jurisdiction
- US
/02
Control & directorships
Links are shown as observed in a source registry — we do not currently hold ownership end dates, so a link here may since have ended. Each row carries its source; check it before relying on currency.
Controlled by
None in current sources.
Directorships & controlled companies
- MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
Nothing further is withheld here. The ownership and control links above are everything we have resolved for MERRILL LYNCH, PIERCE, FENNER & SMITH INC. — there is no deeper chain behind a paywall. Absence means “not observed in our current sources” — it is not a finding of none.
Monitoring
Coverage of MERRILL LYNCH, PIERCE, FENNER & SMITH INC. is still thin in the current sources. Watch it and we'll flag the moment new ownership, filings or risk signals land.
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- Identity, nationality & aliases
- Sanctions, PEP & watchlist detail
- Direct connections (1 hop)
- Community notes
Nothing further on MERRILL LYNCH, PIERCE, FENNER & SMITH INC. is behind a paywall — everything we hold on this subject is already on this page.
/03
People & control
84 parties · 0 currentEvery officer, person with significant control and cross-company role we hold, resolved into one entry per party. Roles are registry records, not a claim of control.
- ADVENT CONVERTIBLE & INCOME FUNDAlso holds roles at 14 other companies
- Stuebe Nancy E.director
- Stuebe Nancy E.other
- BLACK DANIELother
- ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUNDAlso holds roles at 12 other companies
- Holland Jeffrey Rdirector
- GERKEN R JAYdirector
- LOVITO JOHN Adirector
- BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUSTAlso holds roles at 8 other companies
- Saba Capital Management, L.P.10% owner
- Weinstein Boaz10% owner
- Harris Stayce D.director
- BLACKROCK INVESTMENT QUALITY MUNICIPAL TRUST, INC.Also holds roles at 14 other companies
- OCONNOR WALTERdirector
- KALINOSKI MICHAELdirector
- Romaglino Christiandirector
- BlackRock Long-Term Municipal Advantage TrustAlso holds roles at 18 other companies
- Maloney Kevindirector
- Soccio Phillipdirector
- BLACKROCK ADVISORS INCother
- BLACKROCK MUNI INTERMEDIATE DURATION FUND INCAlso holds roles at 7 other companies
- BANK OF AMERICA CORP /DE/tenpercentowner
- BANC OF AMERICA PREFERRED FUNDING CORPtenpercentowner
- MINAR STEPHEN THOMASofficer
- BLACKROCK MUNIASSETS FUND, INC.Also holds roles at 13 other companies
- Soccio Phillipdirector
- OCONNOR WALTERdirector
- Maloney Kevindirector
- BLACKROCK MUNICIPAL INCOME TRUSTAlso holds roles at 10 other companies
- OCONNOR WALTERdirector
- Romaglino Christiandirector
- OCONNOR WALTERother
- BLACKROCK MUNICIPAL INCOME TRUST IIAlso holds roles at 9 other companies
- OCONNOR WALTERdirector
- DNT ASSET TRUSTtenpercentowner
- HUBBARD ROBERT GLENNdirector
- BLACKROCK MUNIHOLDINGS FUND INCAlso holds roles at 14 other companies
- LOFFREDO JOHN Mofficer
- JPMORGAN CHASE & COtenpercentowner
- DNT ASSET TRUSTtenpercentowner
- BLACKROCK MUNIHOLDINGS NEW JERSEY INSURED FUND, INC.Also holds roles at 4 other companies
- MINAR STEPHEN THOMASofficer
- BANK OF AMERICA CORP /DE/tenpercentowner
- BOFA SECURITIES, INC.tenpercentowner
- BLACKROCK MUNIHOLDINGS NEW YORK INSURED FUND, INC.Also holds roles at 4 other companies
- MINAR STEPHEN THOMASofficer
- BANK OF AMERICA CORP /DE/tenpercentowner
- BOFA SECURITIES, INC.tenpercentowner
- BLACKROCK MUNIHOLDINGS QUALITY FUND II, INC.Also holds roles at 9 other companies
- Soccio Phillipdirector
- Romaglino Christiandirector
- JPMORGAN CHASE & COtenpercentowner
- BLACKROCK MUNIVEST FUND II INCAlso holds roles at 10 other companies
- STUEBE FREDother
- Harris Stayce D.director
- TORONTO DOMINION INVESTMENTS, INC.tenpercentowner
- BLACKROCK MUNIVEST FUND, INC.Also holds roles at 12 other companies
- Soccio Phillipdirector
- JACOB KENNETH Aofficer
- LOFFREDO JOHN Mofficer
- BLACKROCK MUNIYIELD FUND, INC.Also holds roles at 15 other companies
- Maloney Kevindirector
- Soccio Phillipdirector
- OCONNOR WALTERdirector
- BLACKROCK MUNIYIELD MICHIGAN INSURED FUND, INC.Also holds roles at 1 other company
- MINAR STEPHEN THOMASofficer
- BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUNDAlso holds roles at 6 other companies
- Saba Capital Management, L.P.10% owner
- Weinstein Boaz10% owner
- Weinstein Boaztenpercentowner
- BLACKROCK MUNIYIELD QUALITY FUND II, INC.Also holds roles at 14 other companies
- OCONNOR WALTERdirector
- Santiago Kristi Manidisdirector
- Romaglino Christiandirector
- BLACKROCK MUNIYIELD QUALITY FUND III, INC.Also holds roles at 13 other companies
- KALINOSKI MICHAELdirector
- OCONNOR WALTERdirector
- Romaglino Christiandirector
- BLACKROCK MUNIYIELD QUALITY FUND, INC.Also holds roles at 17 other companies
- Romaglino Christiandirector
- DNT ASSET TRUSTtenpercentowner
- HUBBARD ROBERT GLENNdirector
- BLACKROCK NEW YORK MUNICIPAL INCOME TRUSTAlso holds roles at 6 other companies
- HUBBARD ROBERT GLENNdirector
- MINAR STEPHEN THOMASofficer
- BANC OF AMERICA PREFERRED FUNDING CORPtenpercentowner
- BNY MELLON MUNICIPAL BOND INFRASTRUCTURE FUND, INC.Also holds roles at 4 other companies
- MAZZEO ROBERTO GAETANOofficer
- KING LISA Mofficer
- BANK OF AMERICA CORP /DE/tenpercentowner
- BNY MELLON MUNICIPAL INCOME, INC.Also holds roles at 6 other companies
- BAUM JONATHAN Rofficer
- KELLY ROBERT Pother
- BANK OF AMERICA CORP /DE/tenpercentowner
- BNY MELLON STRATEGIC MUNICIPAL BOND FUND, INC.Also holds roles at 12 other companies
- BAUM JONATHAN Rofficer
- KELLY ROBERT Pother
- SKAPYAK BRADLEY Jdirector
- BNY MELLON STRATEGIC MUNICIPALS, INC.Also holds roles at 10 other companies
- KELLY ROBERT Pother
- BAUM JONATHAN Rofficer
- SKAPYAK BRADLEY Jdirector
- BOULDER TOTAL RETURN FUND INCAlso holds roles at 5 other companies
- LOONEY JOEL Wdirector
- COOPER ELLEN Oother
- CAUSIER DENNISother
- DNP SELECT INCOME FUND INCAlso holds roles at 5 other companies
- BRADLEY WILLIAM PATRICK IIIofficer
- Thaker Nikita Kofficer
- Kahrer Mark G.director
- DTF TAX-FREE INCOME 2028 TERM FUND INCAlso holds roles at 4 other companies
- BRADLEY WILLIAM PATRICK IIIofficer
- Thaker Nikita Kofficer
- Kahrer Mark G.director
- DUFF & PHELPS UTILITY & CORPORATE BOND TRUST INCAlso holds roles at 1 other company
- MORRIS EVERETT Ldirector
- EATON VANCE NEW JERSEY MUNICIPAL INCOME TRUSTAlso holds roles at 1 other company
- SALTONSTALL GEORGE Wother
- EATON VANCE OHIO MUNICIPAL INCOME TRUSTAlso holds roles at 3 other companies
- OCONNOR JAMES Lofficer
- FETTER THOMAS Jofficer
- CAMPBELL BARBARA Eofficer
- EATON VANCE PENNSYLVANIA MUNICIPAL INCOME TRUSTAlso holds roles at 1 other company
- SALTONSTALL GEORGE Wother
- Eaton Vance Senior Floating-Rate TrustAlso holds roles at 11 other companies
- Sveen Andrewdirector
- SALTONSTALL GEORGE Wother
- PAGE SCOTT Hofficer
- Federated Hermes Premier Municipal Income FundAlso holds roles at 13 other companies
- NASTA FRANK Jdirector
- Miller Max F.director
- Larrimer Karen L.director
- FEDERATED INTERMEDIATE MUNICIPAL INCOME FUNDAlso holds roles at 1 other company
- Novak Richard Aofficer
- FLAHERTY & CRUMRINE TOTAL RETURN FUND INCAlso holds roles at 2 other companies
- GALE DAVIDdirector
- MAXWELL KEVIN MICHAELdirector
- GABELLI DIVIDEND & INCOME TRUSTAlso holds roles at 14 other companies
- Laughlin Susan Watsondirector
- GABELLI MARIO Jdirector
- GGCP, INC.tenpercentowner
- GABELLI EQUITY TRUST INCAlso holds roles at 9 other companies
- Nakamura Eileen Cheighdirector
- VANEKRIS ANTHONIE Cdirector
- HEITMANN WILLIAM Fdirector
- GABELLI GLOBAL MULTIMEDIA TRUST INCAlso holds roles at 6 other companies
- GGCP, INC.tenpercentowner
- GAMCO INVESTORS, INC. ET ALtenpercentowner
- GABELLI MARIO Jdirector
- GABELLI UTILITY FUNDAlso holds roles at 8 other companies
- BALL JOHN CHESTERofficer
- CONN JAMES Pdirector
- BANK OF AMERICA CORP /DE/tenpercentowner
- HCA Healthcare, Inc.Also holds roles at 61 other companies
- BANK OF AMERICA CORP /DE/10% owner
- BANK OF AMERICA NA10% owner
- Wyatt Christopher F.officer
- Invesco Advantage Municipal Income Trust IIAlso holds roles at 13 other companies
- Perkin Edward J.director
- KERR HOWARD Jdirector
- SONNENSCHEIN HUGOdirector
- Invesco California Value Municipal Income TrustAlso holds roles at 8 other companies
- Perkin Edward J.director
- GERMANY DAVIDofficer
- DAMMEYER ROD Fdirector
- Invesco Municipal Income Opportunities TrustAlso holds roles at 6 other companies
- Perkin Edward J.director
- SHEA DENNISofficer
- GERMANY DAVIDofficer
- Invesco Municipal Opportunity TrustAlso holds roles at 12 other companies
- Perkin Edward J.director
- HEAGY LINDA HUTTONdirector
- GERMANY DAVIDofficer
- Invesco Municipal TrustAlso holds roles at 9 other companies
- Perkin Edward J.director
- SHEA DENNISofficer
- GERMANY DAVIDofficer
- Invesco Pennsylvania Value Municipal Income TrustAlso holds roles at 9 other companies
- Perkin Edward J.director
- SHEA DENNISofficer
- GERMANY DAVIDofficer
- Invesco Quality Municipal Income TrustAlso holds roles at 8 other companies
- Perkin Edward J.director
- GERMANY DAVIDofficer
- SHEA DENNISofficer
- Invesco Trust for Investment Grade MunicipalsAlso holds roles at 6 other companies
- Perkin Edward J.director
- SHEA DENNISofficer
- GERMANY DAVIDofficer
- Invesco Trust for Investment Grade New York MunicipalsAlso holds roles at 9 other companies
- Perkin Edward J.director
- GERMANY DAVIDofficer
- SHEA DENNISofficer
- INVESCO VAN KAMPEN SELECT SECTOR MUNICIPAL TRUSTAlso holds roles at 3 other companies
- SHEA DENNISofficer
- GERMANY DAVIDofficer
- DAMMEYER ROD Fdirector
- INVESCO VAN KAMPEN TRUST FOR INSURED MUNICIPALSAlso holds roles at 2 other companies
- SHEA DENNISofficer
- GERMANY DAVIDofficer
- MANAGED DURATION INVESTMENT GRADE MUNICIPAL FUNDAlso holds roles at 5 other companies
- HOWLEY JAMESofficer
- SAXON BRUCEofficer
- NGUYEN MELISSA Jofficer
- NEUBERGER BERMAN INTERMEDIATE MUNICIPAL FUND INCAlso holds roles at 3 other companies
- BANK OF AMERICA CORP /DE/tenpercentowner
- NAKASONE PAUL M.director
- BOFA SECURITIES, INC.tenpercentowner
- NEW AMERICA HIGH INCOME FUND INCAlso holds roles at 3 other companies
- KORMAN BERNARD Jdirector
- MONRAD ERNEST Edirector
- BANK OF AMERICA CORP /DE/tenpercentowner
- NUVEEN AMT-FREE MUNICIPAL INCOME FUNDAlso holds roles at 5 other companies
- CASTRO JOSEPHofficer
- PAGE ROBERT TANNERofficer
- Jones Nathaniel T.officer
- NUVEEN MINNESOTA MUNICIPAL INCOME FUNDAlso holds roles at 4 other companies
- CASTRO JOSEPHofficer
- PAGE ROBERT TANNERofficer
- Cardella Marcofficer
- Nuveen Municipal Credit Income FundAlso holds roles at 9 other companies
- BANK OF AMERICA CORP /DE/10% owner
- SCHWERTFEGER TIMOTHY Rother
- BANK OF AMERICA CORP /DE/tenpercentowner
- NUVEEN MUNICIPAL CREDIT OPPORTUNITIES FUNDAlso holds roles at 8 other companies
- BANK OF AMERICA CORP /DE/tenpercentowner
- CASTRO JOSEPHofficer
- TOTH TERENCE Jother
- NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUNDAlso holds roles at 12 other companies
- Siffermann William Aofficer
- BANK OF AMERICA CORP /DE/10% owner
- NUVEEN ASSET MANAGEMENT INC.other
- NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUNDAlso holds roles at 14 other companies
- Weinstein Boaz10% owner
- Saba Capital Management, L.P.10% owner
- TORONTO DOMINION HOLDINGS USA INCtenpercentowner
- NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUNDAlso holds roles at 7 other companies
- BANK OF AMERICA CORP /DE/10% owner
- BANK OF AMERICA CORP /DE/tenpercentowner
- CASTRO JOSEPHofficer
- Nuveen Quality Municipal Income FundAlso holds roles at 10 other companies
- Siffermann William Aofficer
- BANK OF AMERICA CORP /DE/10% owner
- WELLS FARGO MUNICIPAL CAPITAL STRATEGIES, LLCtenpercentowner
- NUVEEN VIRGINIA PREMIUM INCOME MUNICIPAL FUNDAlso holds roles at 3 other companies
- CASTRO JOSEPHofficer
- PAGE ROBERT TANNERofficer
- Cardella Marcofficer
- PIMCO CALIFORNIA MUNICIPAL INCOME FUNDAlso holds roles at 19 other companies
- Ferguson Benjamindirector
- Kraus Kristoferdirector
- MATHER SCOTTother
- PIMCO CALIFORNIA MUNICIPAL INCOME FUND IIAlso holds roles at 14 other companies
- Ferguson Benjamindirector
- Kraus Kristoferdirector
- MATHER SCOTTother
- PIMCO CORPORATE & INCOME OPPORTUNITY FUNDAlso holds roles at 12 other companies
- Ferguson Benjamindirector
- Kraus Kristoferdirector
- HAMALAINEN PASIother
- PIMCO HIGH INCOME FUNDAlso holds roles at 12 other companies
- Ferguson Benjamindirector
- Kraus Kristoferdirector
- HAMALAINEN PASIother
- PIMCO INCOME STRATEGY FUNDAlso holds roles at 12 other companies
- Ferguson Benjamindirector
- Kraus Kristoferdirector
- HAMALAINEN PASIother
- PIMCO Income Strategy Fund IIAlso holds roles at 12 other companies
- Ferguson Benjamindirector
- Kraus Kristoferdirector
- HAMALAINEN PASIother
- PIMCO MUNICIPAL INCOME FUNDAlso holds roles at 15 other companies
- BANK OF AMERICA CORP /DE/10% owner
- Ferguson Benjamindirector
- Kraus Kristoferdirector
- PIMCO MUNICIPAL INCOME FUND IIAlso holds roles at 20 other companies
- Ferguson Benjamindirector
- Kraus Kristoferdirector
- MATHER SCOTTother
- PIMCO NEW YORK MUNICIPAL INCOME FUND IIAlso holds roles at 17 other companies
- Ferguson Benjamindirector
- Kraus Kristoferdirector
- MATHER SCOTTother
- PIONEER FLOATING RATE FUND, INC.Also holds roles at 2 other companies
- FELTUS ANDREWother
- Brown David Craigdirector
- PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC.Also holds roles at 8 other companies
- Weinstein Boaz10% owner
- Saba Capital Management, L.P.10% owner
- Weinstein Boaztenpercentowner
- PIONEER MUNICIPAL HIGH INCOME FUND, INC.Also holds roles at 8 other companies
- Saba Capital Management, L.P.10% owner
- Weinstein Boaz10% owner
- Saba Capital Management, L.P.tenpercentowner
- PUTNAM MANAGED MUNICIPAL INCOME TRUSTAlso holds roles at 20 other companies
- BANK OF AMERICA CORP /DE/10% owner
- PUTNAM GEORGE IIIdirector
- JACKSON RONALD Jdirector
- PUTNAM MUNICIPAL OPPORTUNITIES TRUSTAlso holds roles at 15 other companies
- JACKSON RONALD Jdirector
- BANK OF AMERICA CORP /DE/tenpercentowner
- DE OLIVEIRA MARCofficer
- REAVES UTILITY INCOME FUNDAlso holds roles at 2 other companies
- LEGG JOELLENdirector
- RHAME JOSEPH BURNS IIIother
- TS&W / CLAYMORE TAX-ADVANTAGED BALANCED FUNDAlso holds roles at 2 other companies
- SAXON BRUCEofficer
- JENNINGS ELIZABETH CABELLother
84 parties · 0 current. Ceased and resigned records are retained as history.
/04
Common questions
- Who owns MERRILL LYNCH, PIERCE, FENNER & SMITH INC.?
- What is MERRILL LYNCH, PIERCE, FENNER & SMITH INC.'s risk level?
- Where does MERRILL LYNCH, PIERCE, FENNER & SMITH INC. appear across sources?