Who owns BRADLEY WILLIAM PATRICK III?

No ownership or control links for BRADLEY WILLIAM PATRICK III are resolved in the current sources yet — view the network graph to expand, or pull the cited JSON dossier.

What is BRADLEY WILLIAM PATRICK III's risk level?

WhiteIntel flags BRADLEY WILLIAM PATRICK III as low risk. Risk levels are heuristic investigative leads, not legal determinations of beneficial ownership.

Where does BRADLEY WILLIAM PATRICK III appear across sources?

BRADLEY WILLIAM PATRICK III is indexed in the WhiteIntel corporate-ownership graph (US), with a source on every claim.

LIVE · CORPUS

Dossier

●

BRADLEY WILLIAM PATRICK III

Name: BRADLEY WILLIAM PATRICK III — ownership dossier
Creator: WhiteIntel
License: https://whiteintel.dev/terms
Keywords: corporate ownership, beneficial ownership, UBO, corporate intelligence, OSINT, corporate registry, BRADLEY WILLIAM PATRICK III, Person, US

Low

PersonUS

View network JSON / MCPsample

Fig. 01 — Cross-source signature

The finding

Controls or directs 21 companies in the resolved graph.

/01

Key facts

Risk signal

Controls: 21 companies
Risk: Low
Jurisdiction: US

Low

Risk

BRADLEY WILLIAM PATRICK III controls or directs 21 companies (US).

/02

Control & directorships

Controlled by

None in current sources.

Directorships & controlled companies

BRADLEY WILLIAM PATRICK III
- DTF TAX-FREE INCOME 2028 TERM FUND INC· officer· via sec_form345
- DNP SELECT INCOME FUND INC· officer· via sec_form345
- Duff & Phelps Utility & Infrastructure Fund Inc.· officer· via SEC EDGAR
- ALLIANZGI ARTIFICIAL INTELLIGENCE & TECHNOLOGY OPPORTUNITIES FUND· officer· via SEC EDGAR
- VIRTUS GLOBAL DIVIDEND & INCOME FUND INC.· officer· via SEC EDGAR
- STONE HARBOR EMERGING MARKETS TOTAL INCOME FUND· officer· via SEC EDGAR
- STONE HARBOR EMERGING MARKETS FIXED INCOME FUND· officer· via SEC EDGAR
- VIRTUS INVESTMENT PARTNERS, INC.· officer· via SEC EDGAR
- ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND· officer· via SEC EDGAR
- AGIC EQUITY & CONVERTIBLE INCOME FUND· officer· via SEC EDGAR
- ALLIANZGI DIVIDEND, INTEREST & PREMIUM STRATEGY FUND· officer· via SEC EDGAR
- AGIC CONVERTIBLE & INCOME FUND· officer· via SEC EDGAR
- ALLIANZGI DIVERSIFIED INCOME & CONVERTIBLE FUND· officer· via SEC EDGAR
- AGIC CONVERTIBLE & INCOME FUND II· officer· via SEC EDGAR
- DUFF & PHELPS ENERGY MLP TOTAL RETURN FUND INC.· officer· via SEC EDGAR
- VIRTUS TOTAL RETURN FUND INC.· officer· via SEC EDGAR
- VIRTUS GLOBAL MULTI-SECTOR INCOME FUND· officer· via SEC EDGAR
- DCA TOTAL RETURN FUND· officer· via SEC EDGAR

/03

Directorship network

982 other roles

Where this entity’s officers also hold (or held) positions — the wider network reached through shared people. Roles are registry records, not a claim of control.

DTF TAX-FREE INCOME 2028 TERM FUND INC

Thaker Nikita Kofficer
Kahrer Mark G.director
GRUMHAUS DAVID D JR.officer
Kahrer Mark G.director
Thaker Nikita Kofficer
AYLWARD GEORGE Rdirector
HOOKS PHILLIP HUNTERother
CHASE MANHATTAN BANK /NY/tenpercentowner
Riordan Timothy P.officer
CUSACK MAREILE B.director
HEGYI KATHLEENofficer
SCHWARTZ RONALD H.officer
SELF DUSTY L.officer
WELLS FARGO MUNICIPAL CAPITAL STRATEGIES, LLCtenpercentowner
WELLS FARGO & COMPANY/MNtenpercentowner
KARPUS GEORGE Wother
KARPUS GEORGE Wtenpercentowner
KARPUS MANAGEMENT INCtenpercentowner
GRUMHAUS DAVID D JR.other
LEONARD LISAofficer
HEANEY TIMOTHY Mofficer
PETRISKO DANIELofficer
HOFFMAN CLIFFORD W. JR.director
WELLS FARGO BANK N Atenpercentowner
Renahan William Jofficer
BURKE DONALD Cdirector
BANK OF AMERICA CORP /DE/tenpercentowner
BLUE RIDGE INVESTMENTS, L.L.C.tenpercentowner
BANK OF AMERICA NAtenpercentowner
GENETSKI ROBERT Jdirector
MCLAUGHLIN PHILLIP Rdirector
ELVEKROG ERICother
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.tenpercentowner
Angerthal Michael Aother
CONNER STEWART Edirector
POLLARD CARL Fdirector
DUCKWORTH CONNIE Kdirector
MERRILL LYNCH & CO INCtenpercentowner
MCNAMARA GERALDINE Mdirector
BEITTEL T BROOKSofficer
CURTISS NANCY Gother
NEAMTZ J STEVENother
POINDEXTER CHRISTIAN Hdirector

DNP SELECT INCOME FUND INC

Thaker Nikita Kofficer
Kahrer Mark G.director
MCNAMARA GERALDINE Mdirector
Kahrer Mark G.director
Thaker Nikita Kofficer
MCNAMARA GERALDINE Mdirector
GRUMHAUS DAVID D JR.officer
Corebridge Financial, Inc.other
MCLAUGHLIN PHILLIP Rdirector
AYLWARD GEORGE Rdirector
MetLife Investment Management, LLCtenpercentowner
AMERICAN INTERNATIONAL GROUP, INC.other
PETRISKO DANIELofficer
WEST KYLE P.other
LUECKE CONNIE Mofficer
CUSACK MAREILE B.director
Riordan Timothy P.officer
HEGYI KATHLEENofficer
VITALE DAVID Jdirector
BURKE DONALD Cdirector
GENETSKI ROBERT Jdirector
MORAN EILEEN Adirector
AMERICAN GENERAL LIFE INSURANCE COother
HOFFMAN CLIFFORD W. JR.director
LUECKE CONNIE Mother
METROPOLITAN LIFE INSURANCE CO/NYtenpercentowner
AETNA LIFE INSURANCE & ANNUITY CO /CTtenpercentowner
GRUMHAUS DAVID D JR.other
LION CONNECTICUT HOLDINGS INC.tenpercentowner
Voya Financial, Inc.tenpercentowner
AMERICAN HOME ASSURANCE COother
MASSACHUSETTS MUTUAL LIFE INSURANCE COtenpercentowner
POINDEXTER CHRISTIAN Hdirector
AMERICAN HOME ASSURANCE COtenpercentowner
Renahan William Jofficer
SMITH RANDLE Lother
AMERICAN GENERAL LIFE INSURANCE COtenpercentowner
BLUE RIDGE INVESTMENTS, L.L.C.tenpercentowner
BANK OF AMERICA CORP /DE/tenpercentowner
LAMPTON NANCYdirector
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.tenpercentowner
UBS AGother
PARTAIN NATHAN Idirector
CONNER STEWART Edirector
PARTAIN NATHAN Iofficer
UBS AGtenpercentowner
BEITTEL T BROOKSofficer
MEDER ALANofficer
POLLARD CARL Fdirector
ELVEKROG ERICother
Angerthal Michael Aother
JEFFRIES FRANCIS Edirector
BANC OF AMERICA SECURITIES LLCtenpercentowner
BANK OF AMERICA NAtenpercentowner
CURTISS NANCY Gother
NEAMTZ J STEVENother

Duff & Phelps Utility & Infrastructure Fund Inc.

Riordan Timothy P.officer
Kahrer Mark G.director
MCNAMARA GERALDINE Mdirector
GRUMHAUS DAVID D JR.officer
Kahrer Mark G.director
MetLife Investment Management, LLCtenpercentowner
Riordan Timothy P.officer
MCNAMARA GERALDINE Mdirector
AYLWARD GEORGE Rdirector
ELVEKROG ERICofficer
CUSACK MAREILE B.director
PETRISKO DANIELofficer
HEGYI KATHLEENofficer
ELBERFELD ELLEN LYERLYother
Thaker Nikita Kofficer
PORTER JACQUELINEofficer
GRUMHAUS DAVID D JR.other
HOFFMAN CLIFFORD W. JR.director
VITALE DAVID Jdirector
POINDEXTER CHRISTIAN Hdirector
JANSEN DEBORAH Aofficer
METROPOLITAN LIFE INSURANCE CO/NYtenpercentowner
Renahan William Jofficer
BURKE DONALD Cdirector
AYLWARD GEORGE Rother
POLLARD CARL Fdirector
GENETSKI ROBERT Jdirector
MCLAUGHLIN PHILLIP Rdirector
ELVEKROG ERICother
PARTAIN NATHAN Iofficer
CONNER STEWART Edirector
PARTAIN NATHAN Idirector
MORAN EILEEN Adirector
VIRTUS INVESTMENT PARTNERS, INC.tenpercentowner
Angerthal Michael Aother
LAMPTON NANCYdirector
LUECKE CONNIE Mother
MEDER ALANofficer
BEITTEL T BROOKSofficer
PETRISKO DANIEL Jother
DYBAS GEOFFREY Pother
VIRTUS PARTNERS INCtenpercentowner
SMITH RANDLE Lother
DUFF & PHELPS INVESTMENT MANAGEMENT COother

ALLIANZGI ARTIFICIAL INTELLIGENCE & TECHNOLOGY OPPORTUNITIES FUND

Toms Matthewofficer
MCDANIEL CONNIE Ddirector
BURKE DONALD Cdirector
MCNAMARA GERALDINE Mdirector
COSTA VINCENT Jother
AELTUS INVESTMENT MANAGEMENT INCother
WALTON R KEITHdirector
HURTSELLERS CHRISTINEother
ZEMSKY PAULother
MCLAUGHLIN PHILLIP Rdirector
COGAN SARAH Edirector
DECOTIS DEBORAH Adirector
ZINO BRIAN Tdirector
OBERTO DAVID J.officer
AYLWARD GEORGE Rdirector
AYLWARD GEORGE Rofficer
MACLEOD JAMES Sdirector
Rappaport Alandirector
Smirl Richard Wofficer
Drummond F Forddirector
ALLIANZ GLOBAL INVESTORS CAPITAL LLCother
WALTMAN FRANCIS Gofficer
CHEN JAMES C. K.other
JUE STEPHEN Bother
KASS JUSTINother
KOO PAULother
ALLIANZ GLOBAL INVESTORS U.S. HOLDINGS LLCother
DZEMAILI ORHANofficer
CHEN JAMES C. K.officer
RUBANO DEBRAofficer
Ruckman Craigofficer
BENGTSON-OLIVIERI ERINother
OGDEN WILLIAM B IVdirector
EU DOUGLASother
BORREGGINE ANGELAofficer
HARTER THOMAS Lofficer
PUSHPAHARAN GEMother
VIGGIANO JOHNother
HOLT ERICKdirector
JACOBSON JAMES Adirector
FUCCILLO THOMAS Jdirector
COCHRAN RICHARD Jofficer
KERTESS HANS Wdirector
GALLAGHER BRADFORD Kdirector
SCOON DAVEYdirector
FUCCILLO THOMAS Jofficer
JUE STEPHEN Bofficer
WHISTEN SCOTTofficer

VIRTUS GLOBAL DIVIDEND & INCOME FUND INC.

STONE HARBOR EMERGING MARKETS TOTAL INCOME FUND

ZINO BRIAN Tdirector
BURKE DONALD Cdirector
MALLIN JOHN Rdirector
Drummond F Forddirector
MCDANIEL CONNIE Ddirector
MCNAMARA GERALDINE Mdirector
AYLWARD GEORGE Rdirector
DECOTIS DEBORAH Adirector
AYLWARD GEORGE Rofficer
HARRIS SIDNEY Edirector
MCLAUGHLIN PHILLIP Rdirector
Smirl Richard Wofficer
WALTON R KEITHdirector
COGAN SARAH Edirector
BROTT ALANother
OLIVER DAVID Aofficer
SCLATER-BOOTH STUARTofficer
SHAPIRO ADAM Jofficer
CRAIG JAMES Eofficer
OLIVER DAVID Aother
RECUPERO DARRENother
DAMODARAN KUMARANofficer
TIMLIN PAULother
TORCHIA DAVID Aother
SPECA BRUCEother
RETTINGER ERICHofficer
MEYER GINAofficer
HALKETT ANGUSother
MARCHAK GLENN Nother
COX WHITNEYother
FLANAGAN THOMAS Kother
MCLENDON HEATH Bother
CISILINO PABLOofficer
LEGG JOELLENofficer
VALDEZ VILMAofficer
BROCK THOMAS Wother
REYNOLDS THOMAS Mofficer
DOOLEY JAMES Jofficer
SUSS AMANDAofficer
WILDER CHRISTOPHER M.officer
COTTEN DAWNofficer
PERRY WILLIAM Wother
WILBY PETERofficer
SCOTT DAVID JONATHANofficer
SHEEHAN PATRICKother
STONE HARBOR INVESTMENT PARTNERS GP LLCother
REICHOLD STEFFENother
SCOTT JEFFREY Sofficer
STONE HARBOR INVESTMENT PARTNERS LPother
GRIFFITHS DAVIDofficer
SHIP CAPITAL PARTNERS LPother

STONE HARBOR EMERGING MARKETS FIXED INCOME FUND

MCDANIEL CONNIE Ddirector
ZINO BRIAN Tdirector
BURKE DONALD Cdirector
MALLIN JOHN Rdirector
AYLWARD GEORGE Rdirector
DECOTIS DEBORAH Adirector
COGAN SARAH Edirector
Drummond F Forddirector
MCLAUGHLIN PHILLIP Rdirector
HARRIS SIDNEY Edirector
Smirl Richard Wofficer
AYLWARD GEORGE Rofficer
MCNAMARA GERALDINE Mdirector
WALTON R KEITHdirector
MCLENDON HEATH Bother
CRAIG JAMES Eofficer
BROTT ALANother
SCLATER-BOOTH STUARTofficer
OLIVER DAVID Aofficer
DAMODARAN KUMARANofficer
TIMLIN PAULother
SPECA BRUCEother
TORCHIA DAVID Aother
RETTINGER ERICHofficer
MEYER GINAofficer
RECUPERO DARRENother
PERRY WILLIAM Wofficer
MARCHAK GLENN Nother
CISILINO PABLOofficer
VALDEZ VILMAofficer
LEGG JOELLENofficer
SHAPIRO ADAM Jofficer
REYNOLDS THOMAS Mofficer
DOOLEY JAMES Jofficer
COTTEN DAWNofficer
WILDER CHRISTOPHER M.officer
BROCK THOMAS Wother
SUSS AMANDAofficer
FLANAGAN THOMAS Kofficer
WILBY PETERofficer
GRIFFITHS DAVIDofficer
STONE HARBOR INVESTMENT PARTNERS GP LLCother
SHEEHAN PATRICKother
STONE HARBOR INVESTMENT PARTNERS LPother
SCOTT DAVID JONATHANofficer
SHIP CAPITAL PARTNERS LPother
SCOTT JEFFREY Sofficer

VIRTUS INVESTMENT PARTNERS, INC.

Mandinach Barry M.officer
Smirl Richard Wofficer
Lieberman Elizabeth Aofficer
Angerthal Michael Aofficer
Purkalitis Andra Cofficer
AYLWARD GEORGE Rofficer
WEISENSEEL JOHN Cdirector
BAIN PETER Ldirector
HOLT TIMOTHY Adirector
Mandinach Barry M.officer
MORRIS W HOWARDdirector
GREIG PAUL Gdirector
JONES MELODY Ldirector
Lieberman Elizabeth Aofficer
Smirl Richard Wofficer
Fleming Susan S.director
AYLWARD GEORGE Rdirector
Angerthal Michael Aofficer
AYLWARD GEORGE Rofficer
Purkalitis Andra Cofficer
VIRTUS GLOBAL DIVIDEND & INCOME FUND INC.other
PENA MARDELLE Wofficer
ZARRILLI STEPHEN Tdirector
HILLS WENDY Jofficer
WALTMAN FRANCIS Gofficer
TREANOR MARK Cdirector
Hooda Sheiladirector
BAIO JAMES Rdirector
FLYNN MARK Sofficer
BANK OF MONTREAL /CAN/tenpercentowner
ROCHE CATHERINE MARGARETdirector
COFFEY DIANE Mdirector
SWAN EDWARD M JRdirector
CERUTTI JEFFREYofficer
ROBERSTON RUSSEL Cdirector
VIRTUS GLOBAL MULTI-SECTOR INCOME FUNDtenpercentowner
THORP JEFFREYtenpercentowner
SONOMA CAPITAL, LLCtenpercentowner
SONOMA CAPITAL MANAGEMENT, LLCtenpercentowner
SONOMA CAPITAL, LPtenpercentowner
BANKMONT FINANCIAL COtenpercentowner
Duff & Phelps Utility & Infrastructure Fund Inc.tenpercentowner
HARRIS BANKCORP INCtenpercentowner
MCKEE HUGH MURRAY SIMONdirector
NEAMTZ J STEVENofficer
CURTISS NANCY Gofficer
COOPER BARRY MERRITTdirector
PHOENIX INVESTMENT MANAGEMENT COtenpercentowner
PHOENIX COMPANIES INC/DEtenpercentowner
KAPPELE ROSS Fdirector

ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND

BURKE DONALD Cdirector
MCNAMARA GERALDINE Mdirector
Toms Matthewofficer
OBERTO DAVID J.other
WALTON R KEITHdirector
MCDANIEL CONNIE Ddirector
HURTSELLERS CHRISTINEother
AELTUS INVESTMENT MANAGEMENT INCother
ZEMSKY PAULother
COSTA VINCENT Jother
MCLAUGHLIN PHILLIP Rdirector
ZINO BRIAN Tdirector
Rappaport Alandirector
Smirl Richard Wofficer
Drummond F Forddirector
WALTMAN FRANCIS Gofficer
AYLWARD GEORGE Rdirector
AYLWARD GEORGE Rofficer
KASS JUSTINother
COGAN SARAH Edirector
VIGGIANO JOHNother
PUSHPAHARAN GEMother
ALLIANZ ASSET MANAGEMENT OF AMERICA L.P.other
HOLT ERICKdirector
Ruckman Craigofficer
SCOON DAVEYdirector
ALLIANZ GLOBAL INVESTORS U.S. HOLDINGS LLCother
GALLAGHER BRADFORD Kdirector
EU DOUGLASdirector
KERTESS HANS Wdirector
ALLIANZ GLOBAL INVESTORS CAPITAL LLCother
WHISTEN SCOTTofficer
COCHRAN RICHARD Jofficer
DECOTIS DEBORAH Adirector
RUBANO DEBRAofficer
STICKNEY WILLIAMother
FORSYTH DOUGLASother
OGDEN WILLIAM B IVdirector
FUCCILLO THOMAS Jofficer
CLAUSSEN BARBARA Rdirector
DZEMAILI ORHANofficer
JACOBSON JAMES Adirector
HARTER THOMAS Lofficer
BORREGGINE ANGELAofficer
MACLEOD JAMES Sdirector
ALTADONNA LAWRENCE Gofficer

AGIC EQUITY & CONVERTIBLE INCOME FUND

MCDANIEL CONNIE Ddirector
Toms Matthewofficer
BURKE DONALD Cdirector
MCNAMARA GERALDINE Mdirector
HURTSELLERS CHRISTINEother
COSTA VINCENT Jother
WALTON R KEITHdirector
ZEMSKY PAULother
AELTUS INVESTMENT MANAGEMENT INCother
DECOTIS DEBORAH Adirector
ZINO BRIAN Tdirector
MCLAUGHLIN PHILLIP Rdirector
OBERTO DAVID J.officer
AYLWARD GEORGE Rdirector
AYLWARD GEORGE Rofficer
Drummond F Forddirector
Smirl Richard Wofficer
WALTMAN FRANCIS Gofficer
FORSYTH DOUGLASother
VIGGIANO JOHNother
PUSHPAHARAN GEMother
COGAN SARAH Edirector
SCOON DAVEYdirector
MACLEOD JAMES Sdirector
HOLT ERICKdirector
Ruckman Craigofficer
Rappaport Alandirector
THOMPSON KATHLEEN C.other
MILDNER HEIKOother
PARKER JEFFREY Dother
KUMAR SATYAother
EU DOUGLASother
CARLINO GIORGIOother
GRAU WILLIAMother
BORREGGINE ANGELAofficer
RUBANO DEBRAofficer
BONANNO PETERother
BENGTSON-OLIVIERI ERINother
BARLING JAMESother
JOBSON DAVIDother
KING SUSAN Mother
HARTER THOMAS Lofficer
FRANK UDOother
ALLIANZ GLOBAL INVESTORS U.S. HOLDINGS LLCother
OWEN DAVID C.other
ROHWEDER HEROLDother
KOO PAULother
SLUYTERS JULIANother
LOHRFINK JILLother
CARROLL JOHNother
TOWNSEND CHRISTOPHERother
OLIVER THOMAS W JRother
SCHREIBER MARY ANNother
MARINO GERARDother
SEXAUER STEPHENother
GAFFNEY BRIAN J.other
DZEMAILI ORHANofficer
MIGLIORI SCOTTother
MULLEN GEOFFREY G.other
GALLAGHER BRADFORD Kdirector
FISCHER BEN Jother
ALLIANZ GLOBAL INVESTORS CAPITAL LLCother
ALLIANZ ASSET MANAGEMENT OF AMERICA L.P.other
JACOBSON JAMES Adirector
MCCRAW JOHNother
OGDEN WILLIAM B IVdirector
CHAPMAN KATHLEEN Aofficer
GUIA YOUSEofficer
RICH KATHERINE A.other
MOORE E BLAKE JRother
TAYLOR DIANA Ldirector
VALEIRAS HORACIOother
PISANO ALBERT Aother
WHITTINGTON MARNA Cother
HEALEY WILLIAM Vofficer
MANEY JOHN Cdirector
KOEPFGEN BRUCE Lother
KERTESS HANS Wdirector
FIELD CHARLESother
CLAUSSEN BARBARA Rother
CONNOR ROBERT Edirector
KIRK RICHARD Hofficer
ALTADONNA LAWRENCE Gofficer
BELICA PAULdirector
KASS JUSTINother
YEE MICHAELother
WHISTEN SCOTTofficer
WUSSOW DEBORAH Aother
COCHRAN RICHARD Jofficer
STICKNEY WILLIAMother

ALLIANZGI DIVIDEND, INTEREST & PREMIUM STRATEGY FUND

NUTT STACEY Rother
MARTIN SUZANNEother
Saba Capital Management, L.P.tenpercentowner
MCDANIEL CONNIE Ddirector
Toms Matthewofficer
WALTON R KEITHdirector
MCNAMARA GERALDINE Mdirector
BURKE DONALD Cdirector
HURTSELLERS CHRISTINEother
COSTA VINCENT Jother
ZEMSKY PAULother
AELTUS INVESTMENT MANAGEMENT INCother
DECOTIS DEBORAH Adirector
YEE MICHAELofficer
ZINO BRIAN Tdirector
AYLWARD GEORGE Rdirector
MACLEOD JAMES Sdirector
AYLWARD GEORGE Rofficer
Drummond F Forddirector
Smirl Richard Wofficer
WALTMAN FRANCIS Gofficer
MARCA KRISTIAN PETERother
MCLAUGHLIN PHILLIP Rdirector
KASS JUSTINother
MOWREY JOHN R.other
OLIVER THOMAS W JRother
VIGGIANO JOHNother
COGAN SARAH Edirector
PUSHPAHARAN GEMother
SCOON DAVEYdirector
Ruckman Craigofficer
PARKER JEFFREY Dother
HOLT ERICKdirector
Rappaport Alandirector
MAGNUSON PAUL Aother
THOMPSON KATHLEEN C.other
MILDNER HEIKOother
FISCHER BEN Jother
EU DOUGLASother
BORREGGINE ANGELAofficer
GRAU WILLIAMother
CARLINO GIORGIOother
KUMAR SATYAother
RUBANO DEBRAofficer
SLUYTERS JULIANdirector
SLUYTERS JULIANofficer
BONANNO PETERother
BENGTSON-OLIVIERI ERINother
BARLING JAMESother
JOBSON DAVIDother
KING SUSAN Mother
FRANK UDOother
HARTER THOMAS Lofficer
KOO PAULother
ALLIANZ GLOBAL INVESTORS U.S. HOLDINGS LLCother
OWEN DAVID C.other
ROHWEDER HEROLDother
SLUYTERS JULIANother
LOHRFINK JILLother
CARROLL JOHNother
TOWNSEND CHRISTOPHERother
SCHREIBER MARY ANNother
MIGLIORI SCOTTother
SEXAUER STEPHENother
MARINO GERARDother
DZEMAILI ORHANofficer
GAFFNEY BRIAN J.other
GALLAGHER BRADFORD Kdirector
ALLIANZ GLOBAL INVESTORS CAPITAL LLCother
MULLEN GEOFFREY G.other
HINES BAXTERother
JACOBSON JAMES Adirector
DECECCO FRANCESother
MOORE E BLAKE JRother
MCKINNEY R BURNSother
BOND NELSON STEPHENother
FIELD CHARLESother
KIRK RICHARD Hofficer
HEALEY WILLIAM Vofficer
CLAUSSEN BARBARA Rother
KOEPFGEN BRUCE Lother
JOHNSON JOHN Lother
BARTHOLOW BRADLEY Bother
TAYLOR DIANA Ldirector
MANEY JOHN Cdirectorother
PISANO ALBERT Aother
GODDARD TAEGANother
LEE YOUNGother
PARTENHEIMER JEFFREYother
WHITTINGTON MARNA Cother
MCCRAW JOHNother
YEE MICHAELother
ALMANZA PATTIother
VALEIRAS HORACIOother
FORSYTH DOUGLASother
MCANLY GARYother
OGDEN WILLIAM B IVdirector
CHAPMAN KATHLEEN Aofficer
FRAZIER ALICIAother
KERTESS HANS Wdirector
RICH KATHERINE A.other
GUIA YOUSEofficer
WHISTEN SCOTTofficer
NAJORK CHRISother
CONNOR ROBERT Edirector
BELICA PAULdirector
WUSSOW DEBORAH Aother
COCHRAN RICHARD Jofficer
MORRIS NANCY Mother

AGIC CONVERTIBLE & INCOME FUND

SUFI RANJITother
TURNER ETHANother
MCDANIEL CONNIE Ddirector
BURKE DONALD Cdirector
Toms Matthewofficer
OBERTO DAVID J.other
MetLife Investment Management, LLCtenpercentowner
MCNAMARA GERALDINE Mdirector
UBS Group AGtenpercentowner
COSTA VINCENT Jother
WALTON R KEITHdirector
ZEMSKY PAULother
HURTSELLERS CHRISTINEother
AELTUS INVESTMENT MANAGEMENT INCother
MCLAUGHLIN PHILLIP Rdirector
ZINO BRIAN Tdirector
YEE MICHAELofficer
DECOTIS DEBORAH Adirector
OBERTO DAVID J.officer
AYLWARD GEORGE Rofficer
AYLWARD GEORGE Rdirector
MACLEOD JAMES Sdirector
Drummond F Forddirector
Rappaport Alandirector
Smirl Richard Wofficer
WALTMAN FRANCIS Gofficer
PUSHPAHARAN GEMother
COGAN SARAH Edirector
VIGGIANO JOHNother
HOLT ERICKdirector
SCOON DAVEYdirector
Ruckman Craigofficer
KASS JUSTINother
MILDNER HEIKOother
THOMPSON KATHLEEN C.other
PARKER JEFFREY Dother
BORREGGINE ANGELAofficer
CARLINO GIORGIOother
EU DOUGLASother
GRAU WILLIAMother
RUBANO DEBRAofficer
KUMAR SATYAother
BONANNO PETERother
FORSYTH DOUGLASother
BARLING JAMESother
BENGTSON-OLIVIERI ERINother
JOBSON DAVIDother
KING SUSAN Mother
UBS AGtenpercentowner
HARTER THOMAS Lofficer
FRANK UDOother
ALLIANZ GLOBAL INVESTORS U.S. HOLDINGS LLCother
OWEN DAVID C.other
KOO PAULother
ROHWEDER HEROLDother
SLUYTERS JULIANother
LOHRFINK JILLother
CARROLL JOHNother
TOWNSEND CHRISTOPHERother
OLIVER THOMAS W JRother
SCHREIBER MARY ANNother
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.tenpercentowner
GAFFNEY BRIAN J.other
MIGLIORI SCOTTother
SEXAUER STEPHENother
BANK OF AMERICA CORP /DE/tenpercentowner
DZEMAILI ORHANofficer
MARINO GERARDother
ALLIANZ GLOBAL INVESTORS CAPITAL LLCother
FISCHER BEN Jother
GALLAGHER BRADFORD Kdirector
MULLEN GEOFFREY G.other
JACOBSON JAMES Adirector
GUIA YOUSEofficer
MCCRAW JOHNother
RICH KATHERINE A.other
TAYLOR DIANA Ldirector
OGDEN WILLIAM B IVdirector
YEE MICHAELother
CHAPMAN KATHLEEN Aofficer
MANEY JOHN Cdirectorother
KOEPFGEN BRUCE Lother
KIRK RICHARD Hofficer
PISANO ALBERT Aother
ALTADONNA LAWRENCE Gofficer
KERTESS HANS Wdirector
HEALEY WILLIAM Vofficer
COCHRAN RICHARD Jofficer
WHISTEN SCOTTofficer
CLAUSSEN BARBARA Rother
WUSSOW DEBORAH Aother

ALLIANZGI DIVERSIFIED INCOME & CONVERTIBLE FUND

MetLife Investment Management, LLCtenpercentowner
MCDANIEL CONNIE Ddirector
BURKE DONALD Cdirector
Toms Matthewofficer
OBERTO DAVID J.other
MCNAMARA GERALDINE Mdirector
HURTSELLERS CHRISTINEother
COSTA VINCENT Jother
AELTUS INVESTMENT MANAGEMENT INCother
ZEMSKY PAULother
WALTON R KEITHdirector
OBERTO DAVID J.officer
ZINO BRIAN Tdirector
DECOTIS DEBORAH Adirector
AYLWARD GEORGE Rdirector
AYLWARD GEORGE Rofficer
Smirl Richard Wofficer
MCLAUGHLIN PHILLIP Rdirector
WALTMAN FRANCIS Gofficer
Drummond F Forddirector
EU DOUGLASother
PUSHPAHARAN GEMother
KASS JUSTINother
VIGGIANO JOHNother
COGAN SARAH Edirector
ALLIANZ ASSET MANAGEMENT OF AMERICA L.P.other
HOLT ERICKdirector
Ruckman Craigofficer
Rappaport Alandirector
MILDNER HEIKOother
THOMPSON KATHLEEN C.other
METROPOLITAN LIFE INSURANCE CO/NYtenpercentowner
PARKER JEFFREY Dother
CARLINO GIORGIOother
BORREGGINE ANGELAofficer
GRAU WILLIAMother
KUMAR SATYAother
RUBANO DEBRAofficer
BONANNO PETERother
ALLIANZ GLOBAL INVESTORS U.S. HOLDINGS LLCother
COCHRAN RICHARD Jofficer
STICKNEY WILLIAMother
SCOON DAVEYdirector
ALLIANZ GLOBAL INVESTORS CAPITAL LLCother
JACOBSON JAMES Adirector
KING SUSAN Mdirectorother
ALLIANZ GLOBAL INVESTORS FUND MANAGEMENT LLCother
FUCCILLO THOMAS Jofficer
SLUYTERS JULIANofficerother
OGDEN WILLIAM B IVdirector
HARTER THOMAS Lofficerother
KERTESS HANS Wdirector
KOO PAULother
JOBSON DAVIDother
ALTADONNA LAWRENCE Gofficer
FISCHER BEN Jother
BENGTSON-OLIVIERI ERINother
WHISTEN SCOTTofficer
GAFFNEY BRIAN J.other
MACLEOD JAMES Sdirector
CARROLL JOHNother
SLUYTERS JULIANdirector
GALLAGHER BRADFORD Kdirector
CLAUSSEN BARBARA Rother
ROHWEDER HEROLDother
DZEMAILI ORHANofficer
MIGLIORI SCOTTother
YEE MICHAELother
FORSYTH DOUGLASother
LOHRFINK JILLother

AGIC CONVERTIBLE & INCOME FUND II

SUFI RANJITother
TURNER ETHANother
MCDANIEL CONNIE Ddirector
BURKE DONALD Cdirector
Toms Matthewofficer
WALTON R KEITHdirector
MCNAMARA GERALDINE Mdirector
MetLife Investment Management, LLCtenpercentowner
UBS Group AGtenpercentowner
AELTUS INVESTMENT MANAGEMENT INCother
COSTA VINCENT Jother
HURTSELLERS CHRISTINEother
ZEMSKY PAULother
OBERTO DAVID J.officer
DECOTIS DEBORAH Adirector
ZINO BRIAN Tdirector
YEE MICHAELofficer
MACLEOD JAMES Sdirector
AYLWARD GEORGE Rofficer
AYLWARD GEORGE Rdirector
Rappaport Alandirector
Smirl Richard Wofficer
Drummond F Forddirector
WALTMAN FRANCIS Gofficer
MCLAUGHLIN PHILLIP Rdirector
VIGGIANO JOHNother
COGAN SARAH Edirector
PUSHPAHARAN GEMother
Ruckman Craigofficer
SCOON DAVEYdirector
HOLT ERICKdirector
THOMPSON KATHLEEN C.other
MILDNER HEIKOother
PARKER JEFFREY Dother
CARLINO GIORGIOother
EU DOUGLASother
BORREGGINE ANGELAofficer
GRAU WILLIAMother
RUBANO DEBRAofficer
KUMAR SATYAother
BONANNO PETERother
UBS AGtenpercentowner
BENGTSON-OLIVIERI ERINother
BARLING JAMESother
JOBSON DAVIDother
KING SUSAN Mother
FRANK UDOother
HARTER THOMAS Lofficer
ALLIANZ GLOBAL INVESTORS U.S. HOLDINGS LLCother
OWEN DAVID C.other
KOO PAULother
ROHWEDER HEROLDother
SLUYTERS JULIANother
LOHRFINK JILLother
CARROLL JOHNother
TOWNSEND CHRISTOPHERother
OLIVER THOMAS W JRother
SCHREIBER MARY ANNother
GAFFNEY BRIAN J.other
DZEMAILI ORHANofficer
MARINO GERARDother
SEXAUER STEPHENother
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.tenpercentowner
MIGLIORI SCOTTother
BANK OF AMERICA CORP /DE/tenpercentowner
FISCHER BEN Jother
MULLEN GEOFFREY G.other
ALLIANZ GLOBAL INVESTORS CAPITAL LLCother
GALLAGHER BRADFORD Kdirector
JACOBSON JAMES Adirector
MCCRAW JOHNother
GUIA YOUSEofficer
RICH KATHERINE A.other
TAYLOR DIANA Ldirector
PISANO ALBERT Aother
CHAPMAN KATHLEEN Aofficer
KOEPFGEN BRUCE Lother
HEALEY WILLIAM Vofficer
KIRK RICHARD Hofficer
OGDEN WILLIAM B IVdirector
COCHRAN RICHARD Jofficer
WUSSOW DEBORAH Aother
WHISTEN SCOTTofficer
CLAUSSEN BARBARA Rother
BELICA PAULdirector

DUFF & PHELPS ENERGY MLP TOTAL RETURN FUND INC.

CSS LLC/ILtenpercentowner
GRUMHAUS DAVID D JR.other
CLAYTON RODNEY Cother
MALLIN JOHN Rdirector
HARRIS SIDNEY Edirector
BURKE DONALD Cdirector
MCNAMARA GERALDINE Mdirector
MCDANIEL CONNIE Ddirector
GEORGAS CHARLES JOHNother
ROGERS JAMES B JRdirector
ZINO BRIAN Tdirector
OATES JAMES Mdirector
GUARDIAN LIFE INSURANCE CO OF AMERICAtenpercentowner
MASSACHUSETTS MUTUAL LIFE INSURANCE COtenpercentowner
WALTON R KEITHdirector
PARTAIN NATHAN Iofficerother
MOYER WILLLIAM Rdirector
PETRISKO DANIELother
PORTER JACQUELINEofficer
MANN THOMAS F.director
AYLWARD GEORGE Rdirector
AYLWARD GEORGE Rofficerother
BEITTEL T BROOKSother
FLYNN MARK Sother
WALTMAN FRANCIS Gother
Renahan William Jofficer
PARTAIN NATHAN Idirector
Angerthal Michael Aother

VIRTUS TOTAL RETURN FUND INC.

VIRTUS GLOBAL MULTI-SECTOR INCOME FUND

MCDANIEL CONNIE Ddirector
COGAN SARAH Edirector
Drummond F Forddirector
DECOTIS DEBORAH Adirector
Smirl Richard Wofficer
WALTON R KEITHdirector
MCNAMARA GERALDINE Mdirector
MALLIN JOHN Rdirector
HARRIS SIDNEY Edirector
BURKE DONALD Cdirector
ZINO BRIAN Tdirector
ROGERS JAMES B JRdirector
OATES JAMES Mdirector
MANN THOMAS F.director
CARON BENJAMINother
AYLWARD GEORGE Rdirector
AYLWARD GEORGE Rofficer
Renahan William Jofficer
MCLAUGHLIN PHILLIP Rdirector
MOYER WILLLIAM Rdirector
AYLWARD GEORGE Rofficerother
VIRTUS INVESTMENT PARTNERS, INC.tenpercentowner
FLYNN MARK Sother
Angerthal Michael Aother
SENECAL DANIELother
WALTMAN FRANCIS Gofficerother
PORTER JACQUELINEofficer
JENNINGS KYLEother
ALBRYCHT DAVIDother

DCA TOTAL RETURN FUND

MEZGER JOHN Bdirector
PLATT RUSSALL Cofficer
MUELLER GLENN Rother
MACK THOMAS Hdirector
ZESCHIN JONATHAN FREDERICKdirector
GODHA AMITABH Cother
GREENAWALT JAMES Ldirector
SONG CHARLESother
OPPORTUNITY INCOME PLUS LPtenpercentownerother
FULL VALUE PARTNERS LPtenpercentownerother
CALAPASAS WEST PARTNERS LPtenpercentownerother
GOLDSTEIN PHILLIPtenpercentownerother
SAMUELS STEVENtenpercentowner
Dakos Andrewtenpercentowner
OPPORTUNITY PARTNERS L Ptenpercentownerother
MCM OPPORTUNITY PARTNERS LPtenpercentownerother
FULL VALUE SPECIAL SITUATIONS FUND LPtenpercentownerother
BULLDOG INVESTORS GENERAL PARTNERSHIPtenpercentownerother
MERCURY PARTNERS L Ptenpercentownerother
STEADY GAIN PARTNERS LPtenpercentownerother
GOLDSTEIN PHILLIPtenpercentowner
Bulldog Investors, LLPtenpercentowner
FULL VALUE OFFSHORE FUND, LTD.tenpercentownerother
ROGERS JAMES B JRdirector
WALTON R KEITHdirector
MANN THOMAS F.director
Renahan William Jofficer
LUECKE CONNIE Mother
MOYER WILLLIAM Rdirector
AYLWARD GEORGE Rofficer
AYLWARD GEORGE Rdirector
OATES JAMES Mdirector
MCLAUGHLIN PHILLIP Rdirector
PARTAIN NATHAN Iother
VERDONCK FERDINAND L.J.director
SMITH RANDLE Lother
PORTER JACQUELINEofficer
WALTMAN FRANCIS Gofficerother
KEITH LEROYdirector
MCNAMARA GERALDINE Mdirector
Angerthal Michael Aother
FLYNN MARK Sother
SEGERSON RICHARD Edirector
AYLWARD GEORGE Rother
ALBRYCHT DAVIDother
TAYLOR JEFFREY Wofficer
AGOSTINE DAVID WAYNEofficer

/ Community notesFREE

Analyst context the registries don’t carry — corrections, links, open questions on BRADLEY WILLIAM PATRICK III. Notes are community-contributed leads, not verified facts.

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