SWADE DONALD

Links are shown as observed in a source registry — we do not currently hold ownership end dates, so a link here may since have ended. Each row carries its source; check it before relying on currency.

Every officer, person with significant control and cross-company role we hold, resolved into one entry per party. Roles are registry records, not a claim of control.

• ●

  ANALYTIC COVERED CALL PLUS FUND

  Also holds roles at 43 other companies

  • SAXON BRUCEofficer
  • BARNES RANDALL Cdirectorother
  • HOLLOWELL III ORENZO PERRYother

  +40 more companies
• ●

  CLAYMORE DIVIDEND & INCOME FUND

  Also holds roles at 32 other companies

  • KEMP KEITH DAVIDofficer
  • MCWHINNIE GLENNofficer
  • TOUPIN RONALD E JRdirectorother

  +29 more companies
• ●

  CLAYMORE STRATEGIC OPPORTUNITIES FUND

  Also holds roles at 52 other companies

  • LYDON THOMAS F JRdirector
  • BINDER BRIAN E.officer
  • LYDON THOMAS F JRother

  +49 more companies
• ●

  ENERGY INCOME & GROWTH FUND

  Also holds roles at 23 other companies

  • CUNNANE JAMES J JRother
  • KADLEC THOMAS Rdirector
  • MALTBIE DEREKofficer

  +20 more companies
• ●

  FIDUCIARY/CLAYMORE ENERGY INFRASTRUCTURE FUND

  Also holds roles at 33 other companies

  • CUNNANE JAMES J JRother
  • SALLEE MATTHEWother
  • TOUPIN RONALD E JRdirectorother

  +30 more companies
• ●

  FIRST TRUST ACTIVE DIVIDEND INCOME FUND

  Also holds roles at 27 other companies

  • GOLDSTEIN PHILLIPtenpercentowner
  • OPPORTUNITY INCOME PLUS LPtenpercentowner
  • SAMUELS STEVENtenpercentowner

  +24 more companies
• ●

  FIRST TRUST DYNAMIC EUROPE EQUITY INCOME FUND

  Also holds roles at 37 other companies

  • DENISE M KEEFEdirector
  • BOWEN JAMES Adirectorother
  • DEHLER KELLY CATHERINEother

  +34 more companies
• ●

  FIRST TRUST ENERGY INFRASTRUCTURE FUND

  Also holds roles at 43 other companies

  • MALTBIE DEREKofficer
  • WRIGHT BRONWYNdirector
  • DENISE M KEEFEdirector

  +40 more companies
• ●

  FIRST TRUST ENHANCED EQUITY INCOME FUND

  Also holds roles at 31 other companies

  • Powers Rebekah Jdirector
  • Chwazik Ludmiladirector
  • KADLEC THOMAS Rdirector

  +28 more companies
• ●

  FIRST TRUST FOUR CORNERS SENIOR FLOATING RATE INCOME FUND II

  Also holds roles at 28 other companies

  • KADLEC THOMAS Rdirector
  • YEE CHRISTINE SUEother
  • DRISCOLL THOMAS J.director

  +25 more companies
• ●

  FIRST TRUST HIGH INCOME LONG/SHORT FUND

  Also holds roles at 48 other companies

  • MALTBIE DEREKofficer
  • WRIGHT BRONWYNdirector
  • GOLD ERICother

  +45 more companies
• ●

  FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND

  Also holds roles at 30 other companies

  • BOWEN JAMES Adirector
  • ZIETS KEVIN Lother
  • DRISCOLL THOMAS J.director

  +27 more companies
• ●

  FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND

  Also holds roles at 48 other companies

  • DRISCOLL THOMAS J.director
  • FLEMING SCOTT Tother
  • BRANCAZIO CHRISTOPHER JOHNother

  +45 more companies
• ●

  FIRST TRUST MLP & ENERGY INCOME FUND

  Also holds roles at 42 other companies

  • MALTBIE DEREKofficer
  • WRIGHT BRONWYNdirector
  • DENISE M KEEFEdirector

  +39 more companies
• ●

  FIRST TRUST MORTGAGE INCOME FUND

  Also holds roles at 23 other companies

  • KADLEC THOMAS Rdirector
  • DRISCOLL THOMAS J.director
  • MALTBIE DEREKofficer

  +20 more companies
• ●

  FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND

  Also holds roles at 42 other companies

  • MALTBIE DEREKofficer
  • WRIGHT BRONWYNdirector
  • DENISE M KEEFEdirector

  +39 more companies
• ●

  FIRST TRUST SENIOR FLOATING RATE 2022 TARGET TERM FUND

  Also holds roles at 25 other companies

  • DENISE M KEEFEdirector
  • BROWN KATHLEEN WIELANDother
  • DEHLER KELLY CATHERINEother

  +22 more companies
• ●

  FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND

  Also holds roles at 21 other companies

  • MALTBIE DEREKofficer
  • WRIGHT BRONWYNdirector
  • DENISE M KEEFEdirector

  +18 more companies
• ●

  FIRST TRUST STRATEGIC HIGH INCOME FUND II

  Also holds roles at 35 other companies

  • FIRST TRUST ADVISORS LPother
  • MATHIS KEN Lother
  • ROGGENSACK ANDYother

  +32 more companies
• ●

  FIRST TRUST/ABERDEEN EMERGING OPPORTUNITY FUND

  Also holds roles at 33 other companies

  • BASSETT RALPHother
  • TOOZE MARIKAdirector
  • Weinstein Boaztenpercentowner

  +30 more companies
• ●

  FIRST TRUST/ABERDEEN GLOBAL OPPORTUNITY INCOME FUND

  Also holds roles at 39 other companies

  • HALL R SCOTTother
  • MALTBIE DEREKofficer
  • NICHOLS JENNIFER Aother

  +36 more companies
• ●

  GUGGENHEIM BUILD AMERICA BONDS MANAGED DURATION TRUST

  Also holds roles at 50 other companies

  • MILLER ELISABETHofficer
  • TOUPIN RONALD E JRdirectorother
  • BROCK-KYLE ANGELAdirectorother

  +47 more companies
• ●

  GUGGENHEIM EQUAL WEIGHT ENHANCED EQUITY INCOME FUND

  Also holds roles at 38 other companies

  • KEMP KEITH DAVIDofficer
  • MCWHINNIE GLENNofficer
  • TOUPIN RONALD E JRdirectorother

  +35 more companies
• ●

  MACQUARIE FIRST TRUST GLOBAL INFRASTR DIVIDEND & INCOME FUND

  Also holds roles at 35 other companies

  • YEE CHRISTINE SUEother
  • MALTBIE DEREKofficer
  • MURRAY BRIAN Lother

  +32 more companies
• ●

  MANAGED DURATION INVESTMENT GRADE MUNICIPAL FUND

  Also holds roles at 35 other companies

  • HOWLEY JAMESofficer
  • SAXON BRUCEofficer
  • NGUYEN MELISSA Jofficer

  +32 more companies
• ●

  TS&W / CLAYMORE TAX-ADVANTAGED BALANCED FUND

  Also holds roles at 38 other companies

  • SAXON BRUCEofficer
  • JENNINGS ELIZABETH CABELLother
  • BLUE RIDGE INVESTMENTS, L.L.C.tenpercentowner

  +35 more companies
• ●

  XAI Madison Equity Premium Income Fund

  Also holds roles at 46 other companies

  • Woo Lisaofficer
  • Arment Madelineofficer
  • BLAKE PHILIP Edirectorother

  +43 more companies

27 parties · 0 current. Ceased and resigned records are retained as history.