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Dossier

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FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND

Name: FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND — ownership dossier
Creator: WhiteIntel
License: https://whiteintel.dev/terms
Keywords: corporate ownership, beneficial ownership, UBO, corporate intelligence, OSINT, corporate registry, FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND, Company, US

Low

CompanyUS

View network JSON / MCPsample

SnitchScore · reading…

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The finding

Ownership resolves 64 hops deep toward the ultimate beneficial owner.

/01

At a glance

Dimensions on file

UBO hops: 64

/02

Key facts

Risk signal

Low

Risk

FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND is a Company registered in US resolved across 1 source in the WhiteIntel corporate-ownership graph.

/03

Ownership & control

Links are shown as observed in a source registry — we do not currently hold ownership end dates, so a link here may since have ended. Each row carries its source; check it before relying on currency.

No ownership or control links resolved yet

An absent link means “not yet observed in our current sources”, not that none exists — cross-source resolution is still growing.

Expand in graph

Walk the full UBO chain

64 hops lockedStandard

64-step ownership / control trace to the ultimate beneficial owner — cited at every hop. Unlock the full chain.

Unlock in the full dossier

/04

Directorship network

660 other roles

Where this entity’s officers also hold (or held) positions — the wider network reached through shared people. Roles are registry records, not a claim of control.

MALTBIE DEREK

FIRST TRUST ENHANCED EQUITY INCOME FUNDofficer
FIRST TRUST MORTGAGE INCOME FUNDofficer
FIRST TRUST/ABERDEEN GLOBAL OPPORTUNITY INCOME FUNDofficer
FIRST TRUST HIGH INCOME LONG/SHORT FUNDofficer
FIRST TRUST FOUR CORNERS SENIOR FLOATING RATE INCOME FUND IIofficer
FIRST TRUST ENERGY INFRASTRUCTURE FUNDofficer
FIRST TRUST MLP & ENERGY INCOME FUNDofficer
MACQUARIE FIRST TRUST GLOBAL INFRASTR DIVIDEND & INCOME FUNDofficer
ENERGY INCOME & GROWTH FUNDofficer
FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUNDofficer
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUNDofficer
FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUNDofficer

WRIGHT BRONWYN

MACQUARIE FIRST TRUST GLOBAL INFRASTR DIVIDEND & INCOME FUNDdirector
FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUNDdirector
FIRST TRUST MORTGAGE INCOME FUNDdirector
ENERGY INCOME & GROWTH FUNDdirector
FIRST TRUST ENERGY INFRASTRUCTURE FUNDdirector
FIRST TRUST MLP & ENERGY INCOME FUNDdirector
FIRST TRUST/ABERDEEN GLOBAL OPPORTUNITY INCOME FUNDdirector
FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUNDdirector
FIRST TRUST ENHANCED EQUITY INCOME FUNDdirector
FIRST TRUST HIGH INCOME LONG/SHORT FUNDdirector
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUNDdirector
FIRST TRUST FOUR CORNERS SENIOR FLOATING RATE INCOME FUND IIdirector

DENISE M KEEFE

FIRST TRUST DYNAMIC EUROPE EQUITY INCOME FUNDdirector
FIRST TRUST ENHANCED EQUITY INCOME FUNDdirector
FIRST TRUST ENERGY INFRASTRUCTURE FUNDdirector
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUNDdirector
FIRST TRUST/ABERDEEN EMERGING OPPORTUNITY FUNDdirector
FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUNDdirector
FIRST TRUST MLP & ENERGY INCOME FUNDdirector
FIRST TRUST/ABERDEEN GLOBAL OPPORTUNITY INCOME FUNDdirector
FIRST TRUST FOUR CORNERS SENIOR FLOATING RATE INCOME FUND IIdirector
MACQUARIE FIRST TRUST GLOBAL INFRASTR DIVIDEND & INCOME FUNDdirector
ENERGY INCOME & GROWTH FUNDdirector
FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUNDdirector
FIRST TRUST HIGH INCOME LONG/SHORT FUNDdirector
FIRST TRUST MORTGAGE INCOME FUNDdirector
FIRST TRUST SENIOR FLOATING RATE 2022 TARGET TERM FUNDdirector

KADLEC THOMAS R

FIRST TRUST MORTGAGE INCOME FUNDdirector
FIRST TRUST ENHANCED EQUITY INCOME FUNDdirector
ENERGY INCOME & GROWTH FUNDdirector
FIRST TRUST STRATEGIC HIGH INCOME FUND IIdirector
FIRST TRUST FOUR CORNERS SENIOR FLOATING RATE INCOME FUND IIdirector
MACQUARIE FIRST TRUST GLOBAL INFRASTR DIVIDEND & INCOME FUNDdirector
FIRST TRUST/ABERDEEN GLOBAL OPPORTUNITY INCOME FUNDdirector
FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUNDdirector
FIRST TRUST SENIOR FLOATING RATE 2022 TARGET TERM FUNDdirector
FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUNDdirector
FIRST TRUST DYNAMIC EUROPE EQUITY INCOME FUNDdirector
FIRST TRUST ACTIVE DIVIDEND INCOME FUNDdirector
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUNDdirector
FIRST TRUST HIGH INCOME LONG/SHORT FUNDdirector
FIRST TRUST MLP & ENERGY INCOME FUNDdirector
FIRST TRUST ENERGY INFRASTRUCTURE FUNDdirector
FIRST TRUST/ABERDEEN EMERGING OPPORTUNITY FUNDdirector
FIRST TRUST STRATEGIC HIGH INCOME FUND IIIdirector
FIRST TRUST VALUE LINE DIVIDEND FUNDdirector
FIRST TRUST TAX-ADVANTAGED PREFERRED INCOME FUNDdirector

BROWN KATHLEEN WIELAND

HANSEN BRIAN N

FRANKLIN STREET PARTNERS LPdirector

DEHLER KELLY CATHERINE

FRISKE SCOTT MICHAEL

HALL R SCOTT

FARMER STEVEN PATRICK

ALPHA CORE STRATEGIES FUNDofficer
EQUITY LONG/SHORT OPPORTUNITIES FEEDER FUNDofficer

KOCHEVAR ANNE

FIRST TRUST DYNAMIC EUROPE EQUITY INCOME FUNDother

BRADLEY MARK R

FIRST TRUST STRATEGIC HIGH INCOME FUND IIofficer
FIRST TRUST MORTGAGE INCOME FUNDofficer
FIRST TRUST MLP & ENERGY INCOME FUNDofficer
MACQUARIE FIRST TRUST GLOBAL INFRASTR DIVIDEND & INCOME FUNDofficer
ENERGY INCOME & GROWTH FUNDofficer
FIRST TRUST ACTIVE DIVIDEND INCOME FUNDofficer
FIRST TRUST DYNAMIC EUROPE EQUITY INCOME FUNDofficer
FIRST TRUST ENERGY INFRASTRUCTURE FUNDofficer
FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUNDofficer
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUNDofficer
FIRST TRUST HIGH INCOME LONG/SHORT FUNDofficer
FIRST TRUST ENHANCED EQUITY INCOME FUNDofficer
FIRST TRUST FOUR CORNERS SENIOR FLOATING RATE INCOME FUND IIofficer
FIRST TRUST/ABERDEEN GLOBAL OPPORTUNITY INCOME FUNDofficer
FIRST TRUST/ABERDEEN EMERGING OPPORTUNITY FUNDofficer
FIRST TRUST DYNAMIC EUROPE EQUITY INCOME FUNDofficerother
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUNDofficerother
FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUNDofficerother
FIRST TRUST MLP & ENERGY INCOME FUNDofficerother
FIRST TRUST ENERGY INFRASTRUCTURE FUNDofficerother
FIRST TRUST HIGH INCOME LONG/SHORT FUNDofficerother
FIRST TRUST ACTIVE DIVIDEND INCOME FUNDofficerother
FIRST TRUST STRATEGIC HIGH INCOME FUND IIIofficer
FIRST TRUST/ABERDEEN EMERGING OPPORTUNITY FUNDofficerother
FIRST TRUST TAX-ADVANTAGED PREFERRED INCOME FUNDofficerother

UREVIG KATHERINE L

FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUNDofficer
MACQUARIE FIRST TRUST GLOBAL INFRASTR DIVIDEND & INCOME FUNDofficer
FIRST TRUST STRATEGIC HIGH INCOME FUND IIofficer
FIRST TRUST/ABERDEEN GLOBAL OPPORTUNITY INCOME FUNDofficer
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUNDofficer
FIRST TRUST/ABERDEEN EMERGING OPPORTUNITY FUNDofficer
FIRST TRUST ENERGY INFRASTRUCTURE FUNDofficer
FIRST TRUST HIGH INCOME LONG/SHORT FUNDofficer
ENERGY INCOME & GROWTH FUNDofficer
FIRST TRUST MLP & ENERGY INCOME FUNDofficer
FIRST TRUST ENHANCED EQUITY INCOME FUNDofficer
FIRST TRUST MORTGAGE INCOME FUNDofficer
FIRST TRUST FOUR CORNERS SENIOR FLOATING RATE INCOME FUND IIofficer
FIRST TRUST ACTIVE DIVIDEND INCOME FUNDofficer

SHANNON SHANE

FIRST TRUST STRATEGIC HIGH INCOME FUND IIofficer
FIRST TRUST FOUR CORNERS SENIOR FLOATING RATE INCOME FUND IIofficer
ENERGY INCOME & GROWTH FUNDofficer
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUNDofficer
FIRST TRUST/ABERDEEN GLOBAL OPPORTUNITY INCOME FUNDofficer
FIRST TRUST ENERGY INFRASTRUCTURE FUNDofficer
FIRST TRUST HIGH INCOME LONG/SHORT FUNDofficer
MACQUARIE FIRST TRUST GLOBAL INFRASTR DIVIDEND & INCOME FUNDofficer
FIRST TRUST MLP & ENERGY INCOME FUNDofficer
FIRST TRUST MORTGAGE INCOME FUNDofficer
FIRST TRUST/ABERDEEN EMERGING OPPORTUNITY FUNDofficer
FIRST TRUST ENHANCED EQUITY INCOME FUNDofficer
FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUNDofficer
FIRST TRUST ACTIVE DIVIDEND INCOME FUNDofficer

CAREY ROBERT F

CHAPMAN ERIN E

FIRST TRUST/ABERDEEN GLOBAL OPPORTUNITY INCOME FUNDofficer
FIRST TRUST ACTIVE DIVIDEND INCOME FUNDofficer
FIRST TRUST STRATEGIC HIGH INCOME FUND IIofficer
MACQUARIE FIRST TRUST GLOBAL INFRASTR DIVIDEND & INCOME FUNDofficer
FIRST TRUST HIGH INCOME LONG/SHORT FUNDofficer
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUNDofficer
FIRST TRUST ENERGY INFRASTRUCTURE FUNDofficer
FIRST TRUST MLP & ENERGY INCOME FUNDofficer
FIRST TRUST ENHANCED EQUITY INCOME FUNDofficer
FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUNDofficer
FIRST TRUST/ABERDEEN EMERGING OPPORTUNITY FUNDofficer
FIRST TRUST MORTGAGE INCOME FUNDofficer
FIRST TRUST FOUR CORNERS SENIOR FLOATING RATE INCOME FUND IIofficer
ENERGY INCOME & GROWTH FUNDofficer
FIRST TRUST TAX-ADVANTAGED PREFERRED INCOME FUNDofficer
FIRST TRUST STRATEGIC HIGH INCOME FUNDofficer
FIRST TRUST STRATEGIC HIGH INCOME FUND IIIofficer
FIRST TRUST/FOUR CORNERS SENIOR FLOATING RATE INCOME FUNDofficer

ERICKSON JON C

GATTA ROSANNE

FIRST TRUST STRATEGIC HIGH INCOME FUND IIofficer
FIRST TRUST ENERGY INFRASTRUCTURE FUNDofficer
FIRST TRUST ACTIVE DIVIDEND INCOME FUNDofficer
MACQUARIE FIRST TRUST GLOBAL INFRASTR DIVIDEND & INCOME FUNDofficer
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUNDofficer
FIRST TRUST MORTGAGE INCOME FUNDofficer
FIRST TRUST FOUR CORNERS SENIOR FLOATING RATE INCOME FUND IIofficer
FIRST TRUST HIGH INCOME LONG/SHORT FUNDofficer
FIRST TRUST ENHANCED EQUITY INCOME FUNDofficer
ENERGY INCOME & GROWTH FUNDofficer
FIRST TRUST/ABERDEEN GLOBAL OPPORTUNITY INCOME FUNDofficer
FIRST TRUST MLP & ENERGY INCOME FUNDofficer
FIRST TRUST/ABERDEEN EMERGING OPPORTUNITY FUNDofficer
FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUNDofficer
FIRST TRUST STRATEGIC HIGH INCOME FUNDofficer
FIRST TRUST STRATEGIC HIGH INCOME FUND IIIofficer

LYNCH COLEEN D

FIRST TRUST MORTGAGE INCOME FUNDofficer
FIRST TRUST ENHANCED EQUITY INCOME FUNDofficer
FIRST TRUST MLP & ENERGY INCOME FUNDofficer
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUNDofficer
FIRST TRUST/ABERDEEN GLOBAL OPPORTUNITY INCOME FUNDofficer
FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUNDofficer
MACQUARIE FIRST TRUST GLOBAL INFRASTR DIVIDEND & INCOME FUNDofficer
FIRST TRUST/ABERDEEN EMERGING OPPORTUNITY FUNDofficer
FIRST TRUST ACTIVE DIVIDEND INCOME FUNDofficer
ENERGY INCOME & GROWTH FUNDofficer
FIRST TRUST STRATEGIC HIGH INCOME FUND IIofficer
FIRST TRUST ENERGY INFRASTRUCTURE FUNDofficer
FIRST TRUST FOUR CORNERS SENIOR FLOATING RATE INCOME FUND IIofficer
FIRST TRUST HIGH INCOME LONG/SHORT FUNDofficer
FIRST TRUST STRATEGIC HIGH INCOME FUND IIIofficer
FIRST TRUST STRATEGIC HIGH INCOME FUNDofficer
FIRST TRUST TAX-ADVANTAGED PREFERRED INCOME FUNDofficer
FIRST TRUST/FOUR CORNERS SENIOR FLOATING RATE INCOME FUNDofficer

SWADE DONALD

FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUNDofficer
FIRST TRUST DYNAMIC EUROPE EQUITY INCOME FUNDofficer
FIRST TRUST SENIOR FLOATING RATE 2022 TARGET TERM FUNDofficer
FIRST TRUST/ABERDEEN GLOBAL OPPORTUNITY INCOME FUNDofficer
FIRST TRUST ENHANCED EQUITY INCOME FUNDofficer
FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUNDofficer
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUNDofficer
FIRST TRUST ENERGY INFRASTRUCTURE FUNDofficer
FIRST TRUST STRATEGIC HIGH INCOME FUND IIofficer
MACQUARIE FIRST TRUST GLOBAL INFRASTR DIVIDEND & INCOME FUNDofficer
FIRST TRUST MORTGAGE INCOME FUNDofficer
FIRST TRUST MLP & ENERGY INCOME FUNDofficer
FIRST TRUST HIGH INCOME LONG/SHORT FUNDofficer
FIRST TRUST ACTIVE DIVIDEND INCOME FUNDofficer
FIRST TRUST FOUR CORNERS SENIOR FLOATING RATE INCOME FUND IIofficer
FIRST TRUST/ABERDEEN EMERGING OPPORTUNITY FUNDofficer
ENERGY INCOME & GROWTH FUNDofficer
GUGGENHEIM EQUAL WEIGHT ENHANCED EQUITY INCOME FUNDofficer
GUGGENHEIM BUILD AMERICA BONDS MANAGED DURATION TRUSTofficer
MANAGED DURATION INVESTMENT GRADE MUNICIPAL FUNDofficer
FIDUCIARY/CLAYMORE ENERGY INFRASTRUCTURE FUNDofficer
CLAYMORE/RAYMOND JAMES SB-1 EQUITY FUNDofficer
TS&W / CLAYMORE TAX-ADVANTAGED BALANCED FUNDofficer
ANALYTIC COVERED CALL PLUS FUNDofficer
CLAYMORE DIVIDEND & INCOME FUNDofficer
XAI Madison Equity Premium Income Fundofficer
CLAYMORE STRATEGIC OPPORTUNITIES FUNDofficer
FIDUCIARY/CLAYMORE DYNAMIC EQUITY FUNDofficer

SCHULTE DAVID J

Western Midstream Partners, LPdirector
Western Midstream Partners, LPdirector
TORTOISE NORTH AMERICAN ENERGY CORPofficer
Western Midstream Partners, LPdirector
CORENERGY INFRASTRUCTURE TRUST, INC.director
CORENERGY INFRASTRUCTURE TRUST, INC.officer
TORTOISE ENERGY INFRASTRUCTURE CORPofficer
TORTOISE ENERGY CAPITAL CORPofficer
TORTOISE PIPELINE & ENERGY FUND, INC.officer
TORTOISE MIDSTREAM ENERGY FUND, INC.officer
TORTOISE POWER & ENERGY INCOME COofficer
TORTOISE ENERGY INDEPENDENCE FUND, INC.officer
TORTOISE TOTAL RETURN FUND, LLCofficer
TORTOISE GAS & OIL CORPtenpercentowner
TORTOISE GAS & OIL CORPofficer

FIRST TRUST PORTFOLIOS LP

TORTOISE CAPITAL ADVISORS LLC

Tax-Exempt Private Credit Fund, Inc.other
Principal Real Asset Fundother
TORTOISE SUSTAINABLE & SOCIAL IMPACT TERM FUNDother
TORTOISE SUSTAINABLE & SOCIAL IMPACT TERM FUNDtenpercentownerother
TORTOISE ENERGY INDEPENDENCE FUND, INC.other
TORTOISE ENERGY INDEPENDENCE FUND, INC.tenpercentownerother
TORTOISE PIPELINE & ENERGY FUND, INC.other
TORTOISE PIPELINE & ENERGY FUND, INC.tenpercentownerother
TORTOISE MIDSTREAM ENERGY FUND, INC.other
TORTOISE POWER & ENERGY INCOME COtenpercentownerother
TORTOISE GAS & OIL CORPother
TORTOISE TOTAL RETURN FUND, LLCother
CORENERGY INFRASTRUCTURE TRUST, INC.other

GERSHEN RICHARD S

ALLSPRING UTILITIES & HIGH INCOME FUNDofficer
EVERGREEN INTERNATIONAL BALANCED INCOME FUNDofficer
ALLSPRING GLOBAL DIVIDEND OPPORTUNITY FUNDofficer
ALLSPRING MULTI-SECTOR INCOME FUNDofficer
ALLSPRING INCOME OPPORTUNITIES FUNDofficer

MUNN W DOUGLAS

DESANTIS JOSEPH

MOSS MATTHEW

FIRST TRUST ADVISORS LP

MCGAREL DAVID

KELLY DOUGLAS L

EDWARDS A G INCofficer

BOWEN JAMES A

FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUNDdirector
FIRST TRUST STRATEGIC HIGH INCOME FUNDofficer
FIRST TRUST VALUE LINE DIVIDEND FUNDdirector
FIRST TRUST STRATEGIC HIGH INCOME FUNDdirector
FIRST TRUST STRATEGIC HIGH INCOME FUND IIofficer
FIRST TRUST VALUE LINE DIVIDEND FUNDofficer
FIRST TRUST STRATEGIC HIGH INCOME FUND IIdirector
FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUNDother
FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUNDdirector
FIRST TRUST ENHANCED EQUITY INCOME FUNDdirector
FIRST TRUST ENHANCED EQUITY INCOME FUNDother
FIRST TRUST FOUR CORNERS SENIOR FLOATING RATE INCOME FUND IIdirector
FIRST TRUST FOUR CORNERS SENIOR FLOATING RATE INCOME FUND IIother
FIRST TRUST ENHANCED PRIVATE CREDIT FUNDdirector
FIRST TRUST PRIVATE ASSETS FUNDdirector
FIRST TRUST PRIVATE CREDIT FUNDtenpercentowner
FIRST TRUST REAL ASSETS FUNDtenpercentowner
FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUNDdirectorother
FIRST TRUST DYNAMIC EUROPE EQUITY INCOME FUNDdirectorother
FIRST TRUST HIGH INCOME LONG/SHORT FUNDdirectorother
FIRST TRUST FOUR CORNERS SENIOR FLOATING RATE INCOME FUND IIdirectorother
Bandwidth Inc.tenpercentowner
FIRST TRUST SENIOR FLOATING RATE 2022 TARGET TERM FUNDdirectorother
FIRST TRUST HIGH INCOME LONG/SHORT FUNDdirector
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUNDdirectorother
FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUNDdirectorother
FIRST TRUST MLP & ENERGY INCOME FUNDdirectorother
FIRST TRUST ENERGY INFRASTRUCTURE FUNDofficerother
FIRST TRUST ENERGY INFRASTRUCTURE FUNDdirector
FIRST TRUST HIGH INCOME LONG/SHORT FUNDofficerother
FIRST TRUST/ABERDEEN GLOBAL OPPORTUNITY INCOME FUNDdirector
FIRST TRUST/ABERDEEN EMERGING OPPORTUNITY FUNDofficer
MACQUARIE FIRST TRUST GLOBAL INFRASTR DIVIDEND & INCOME FUNDdirector
FIRST TRUST/ABERDEEN EMERGING OPPORTUNITY FUNDdirector
FIRST TRUST/ABERDEEN GLOBAL OPPORTUNITY INCOME FUNDofficer
MACQUARIE FIRST TRUST GLOBAL INFRASTR DIVIDEND & INCOME FUNDofficer
FIRST TRUST ACTIVE DIVIDEND INCOME FUNDofficerother
FIRST TRUST ACTIVE DIVIDEND INCOME FUNDdirector
FIRST TRUST STRATEGIC HIGH INCOME FUND IIIdirector
FIRST TRUST STRATEGIC HIGH INCOME FUND IIIofficer
FIRST TRUST/ABERDEEN EMERGING OPPORTUNITY FUNDofficerother
FIRST TRUST TAX-ADVANTAGED PREFERRED INCOME FUNDdirector
FIRST TRUST TAX-ADVANTAGED PREFERRED INCOME FUNDofficerother

CHRISTENSEN KELLEY

FIRST TRUST ACTIVE DIVIDEND INCOME FUNDofficer
FIRST TRUST STRATEGIC HIGH INCOME FUND IIIofficer
FIRST TRUST VALUE LINE DIVIDEND FUNDofficer
FIRST TRUST FOUR CORNERS SENIOR FLOATING RATE INCOME FUND IIofficer
FIRST TRUST ENHANCED EQUITY INCOME FUNDofficer
FIRST TRUST TAX-ADVANTAGED PREFERRED INCOME FUNDofficer
FIRST TRUST MORTGAGE INCOME FUNDofficer
MACQUARIE FIRST TRUST GLOBAL INFRASTR DIVIDEND & INCOME FUNDofficer
FIRST TRUST/ABERDEEN GLOBAL OPPORTUNITY INCOME FUNDofficer
FIRST TRUST STRATEGIC HIGH INCOME FUND IIofficer
FIRST TRUST/FOUR CORNERS SENIOR FLOATING RATE INCOME FUNDofficer
FIRST TRUST STRATEGIC HIGH INCOME FUNDofficer
ENERGY INCOME & GROWTH FUNDofficer
FIRST TRUST VALUE LINE R 100 FUNDofficer
FIRST TRUST/ABERDEEN EMERGING OPPORTUNITY FUNDofficer

MILLER PETER M

EDWARDS A G INCofficer

NIELSON NIEL B

FIRST TRUST STRATEGIC HIGH INCOME FUND IIdirector
FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUNDdirector
FIRST TRUST DYNAMIC EUROPE EQUITY INCOME FUNDdirector
FIRST TRUST HIGH INCOME LONG/SHORT FUNDdirector
FIRST TRUST SENIOR FLOATING RATE 2022 TARGET TERM FUNDdirector
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUNDdirector
FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUNDdirector
COVENANT LOGISTICS GROUP, INC.director
FIRST TRUST MLP & ENERGY INCOME FUNDdirector
FIRST TRUST ENERGY INFRASTRUCTURE FUNDdirector
MACQUARIE FIRST TRUST GLOBAL INFRASTR DIVIDEND & INCOME FUNDdirector
FIRST TRUST/ABERDEEN EMERGING OPPORTUNITY FUNDdirector
FIRST TRUST/ABERDEEN GLOBAL OPPORTUNITY INCOME FUNDdirector
FIRST TRUST ACTIVE DIVIDEND INCOME FUNDdirector
FIRST TRUST STRATEGIC HIGH INCOME FUND IIIdirector
FIRST TRUST STRATEGIC HIGH INCOME FUNDdirector
FIRST TRUST VALUE LINE DIVIDEND FUNDdirector
FIRST TRUST MORTGAGE INCOME FUNDdirector
ENERGY INCOME & GROWTH FUNDdirector
FIRST TRUST TAX-ADVANTAGED PREFERRED INCOME FUNDdirector

BRADLEY CHARLES H

DYKAS JAMES M

FIRST TRUST STRATEGIC HIGH INCOME FUND IIofficer
FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUNDofficer
FIRST TRUST SENIOR FLOATING RATE 2022 TARGET TERM FUNDofficer
FIRST TRUST DYNAMIC EUROPE EQUITY INCOME FUNDofficer
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUNDofficer
FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUNDofficerother
FIRST TRUST MLP & ENERGY INCOME FUNDofficer
FIRST TRUST ENERGY INFRASTRUCTURE FUNDofficer
FIRST TRUST HIGH INCOME LONG/SHORT FUNDofficer
FIRST TRUST ACTIVE DIVIDEND INCOME FUNDofficer
FIRST TRUST STRATEGIC HIGH INCOME FUND IIIofficer
FIRST TRUST/ABERDEEN EMERGING OPPORTUNITY FUNDofficer
FIRST TRUST TAX-ADVANTAGED PREFERRED INCOME FUNDofficer

MAHER KRISTI A

TESTIN ROGER

MCALISTER RONALD DEAN

ROGGENSACK ANDY

JARDINE W SCOTT

FIRST TRUST STRATEGIC HIGH INCOME FUND IIofficer
FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUNDofficerother
FIRST TRUST SENIOR FLOATING RATE 2022 TARGET TERM FUNDofficerother
FIRST TRUST DYNAMIC EUROPE EQUITY INCOME FUNDofficerother
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUNDofficerother
FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUNDofficerother
FIRST TRUST MLP & ENERGY INCOME FUNDofficerother
FIRST TRUST ENERGY INFRASTRUCTURE FUNDofficerother
FIRST TRUST HIGH INCOME LONG/SHORT FUNDofficerother
FIRST TRUST ACTIVE DIVIDEND INCOME FUNDofficerother
FIRST TRUST STRATEGIC HIGH INCOME FUND IIIofficer
FIRST TRUST/ABERDEEN EMERGING OPPORTUNITY FUNDofficerother
FIRST TRUST TAX-ADVANTAGED PREFERRED INCOME FUNDofficerother

ERICKSON RICHARD E

FIRST TRUST VALUE LINE R & IBBOTSON EQUITY ALLOCATION FUNDdirector
FIRST TRUST STRATEGIC HIGH INCOME FUND IIdirector
FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUNDdirector
FIRST TRUST SENIOR FLOATING RATE 2022 TARGET TERM FUNDdirector
FIRST TRUST DYNAMIC EUROPE EQUITY INCOME FUNDdirector
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUNDdirector
FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUNDdirector
FIRST TRUST MLP & ENERGY INCOME FUNDdirector
FIRST TRUST ENERGY INFRASTRUCTURE FUNDdirector
FIRST TRUST HIGH INCOME LONG/SHORT FUNDdirector
FIRST TRUST ACTIVE DIVIDEND INCOME FUNDdirector
MACQUARIE FIRST TRUST GLOBAL INFRASTR DIVIDEND & INCOME FUNDdirector
FIRST TRUST/ABERDEEN GLOBAL OPPORTUNITY INCOME FUNDdirector
FIRST TRUST STRATEGIC HIGH INCOME FUND IIIdirector
FIRST TRUST VALUE LINE DIVIDEND FUNDdirector
FIRST TRUST VALUE LINE R 100 FUNDdirector
FIRST TRUST/ABERDEEN EMERGING OPPORTUNITY FUNDdirector
FIRST TRUST TAX-ADVANTAGED PREFERRED INCOME FUNDdirector

LINDQUIST DANIEL J

FALLOW CHRISTOPHER R

MCDERMOTT JOSEPH D

KEITH ROBERT F

FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUNDdirector
MACQUARIE FIRST TRUST GLOBAL INFRASTR DIVIDEND & INCOME FUNDdirector
FIRST TRUST DYNAMIC EUROPE EQUITY INCOME FUNDdirector
FIRST TRUST SENIOR FLOATING RATE 2022 TARGET TERM FUNDdirector
FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUNDother
FIRST TRUST/ABERDEEN GLOBAL OPPORTUNITY INCOME FUNDother
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUNDdirector
FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUNDdirector
FIRST TRUST MLP & ENERGY INCOME FUNDdirector
FIRST TRUST/ABERDEEN EMERGING OPPORTUNITY FUNDdirector
FIRST TRUST ENERGY INFRASTRUCTURE FUNDdirector
FIRST TRUST HIGH INCOME LONG/SHORT FUNDdirector
FIRST TRUST ACTIVE DIVIDEND INCOME FUNDdirector
FIRST TRUST STRATEGIC HIGH INCOME FUND IIIdirector
FIRST TRUST/ABERDEEN GLOBAL OPPORTUNITY INCOME FUNDdirector
FIRST TRUST VALUE LINE R 100 FUNDdirector
FIRST TRUST TAX-ADVANTAGED PREFERRED INCOME FUNDdirector
FIRST TRUST MORTGAGE INCOME FUNDdirector
FIRST TRUST/FOUR CORNERS SENIOR FLOATING RATE INCOME FUNDdirector
FIRST TRUST ENHANCED EQUITY INCOME FUNDdirector
FIRST TRUST VALUE LINE R & IBBOTSON EQUITY ALLOCATION FUNDdirector
ENERGY INCOME & GROWTH FUNDdirector
FIRST TRUST STRATEGIC HIGH INCOME FUNDdirector
FIRST TRUST STRATEGIC HIGH INCOME FUND IIdirector
FIRST TRUST FOUR CORNERS SENIOR FLOATING RATE INCOME FUND IIdirector
FIRST TRUST VALUE LINE DIVIDEND FUNDdirector

Community intel

Crowd leads · unverified

Tips, corrections and leads contributed by the community on FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND. These are unverified leads, not WhiteIntel findings — we surface them for investigators to chase, and analyse the corroborated ones into SnitchScore.

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BEHIND THE GLASS7

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Financial history / periodic reportsStandard
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