BARNES RANDALL C

Links are shown as observed in a source registry — we do not currently hold ownership end dates, so a link here may since have ended. Each row carries its source; check it before relying on currency.

Every officer, person with significant control and cross-company role we hold, resolved into one entry per party. Roles are registry records, not a claim of control.

• ●

  ADVENT CLAYMORE CONVERTIBLE SECURITIES & INCOME FUND II

  Also holds roles at 33 other companies

  • MAITLAND TRACY Vofficerother
  • MAITLAND TRACY Vdirector
  • ADVENT CAPITAL MANAGEMENT /DE/other

  +30 more companies
• ●

  ADVENT CLAYMORE GLOBAL CONVERTIBLE OPPORT INCOME FD

  Also holds roles at 22 other companies

  • HUANG TONYofficer
  • SAMUELS STEVENtenpercentowner
  • SEIZERT GERALD Ldirectorother

  +19 more companies
• ●

  ADVENT CONVERTIBLE & INCOME FUND

  Also holds roles at 36 other companies

  • Stuebe Nancy E.director
  • Stuebe Nancy E.other
  • BLACK DANIELother

  +33 more companies
• ●

  ANALYTIC COVERED CALL PLUS FUND

  Also holds roles at 49 other companies

  • SAXON BRUCEofficer
  • HOLLOWELL III ORENZO PERRYother
  • TOUPIN RONALD E JRdirectorother

  +46 more companies
• ●

  CLAYMORE DIVIDEND & INCOME FUND

  Also holds roles at 49 other companies

  • KEMP KEITH DAVIDofficer
  • MCWHINNIE GLENNofficer
  • TOUPIN RONALD E JRdirectorother

  +46 more companies
• ●

  CLAYMORE STRATEGIC OPPORTUNITIES FUND

  Also holds roles at 72 other companies

  • LYDON THOMAS F JRdirector
  • BINDER BRIAN E.officer
  • LYDON THOMAS F JRother

  +69 more companies
• ●

  CLAYMORE/RAYMOND JAMES SB-1 EQUITY FUND

  Also holds roles at 16 other companies

  • ROBINSON KEVIN M.officer
  • SWADE DONALDofficer
  • FURJANIC MARKofficer

  +13 more companies
• ●

  FIDUCIARY/CLAYMORE DYNAMIC EQUITY FUND

  Also holds roles at 14 other companies

  • CLAYMORE SECURITIES INCother
  • ROBINSON KEVIN M.officer
  • NYBERG RONALDdirectorother

  +11 more companies
• ●

  FIDUCIARY/CLAYMORE ENERGY INFRASTRUCTURE FUND

  Also holds roles at 47 other companies

  • CUNNANE JAMES J JRother
  • SALLEE MATTHEWother
  • TOUPIN RONALD E JRdirectorother

  +44 more companies
• ●

  GUGGENHEIM ACTIVE ALLOCATION FUND

  Also holds roles at 31 other companies

  • NYBERG RONALDdirector
  • NYBERG RONALDother
  • TOUPIN RONALD E JRdirector

  +28 more companies
• ●

  GUGGENHEIM BUILD AMERICA BONDS MANAGED DURATION TRUST

  Also holds roles at 50 other companies

  • MILLER ELISABETHofficer
  • TOUPIN RONALD E JRdirectorother
  • BROCK-KYLE ANGELAdirectorother

  +47 more companies
• ●

  GUGGENHEIM CREDIT ALLOCATION FUND

  Also holds roles at 39 other companies

  • TOUPIN RONALD E JRdirectorother
  • LYDON THOMAS F JRdirectorother
  • SPONEM SANDRA Gdirectorother

  +36 more companies
• ●

  GUGGENHEIM ENERGY & INCOME FUND

  Also holds roles at 32 other companies

  • BROCK-KYLE ANGELAdirectorother
  • SPONEM SANDRA Gdirectorother
  • LYDON THOMAS F JRdirectorother

  +29 more companies
• ●

  GUGGENHEIM EQUAL WEIGHT ENHANCED EQUITY INCOME FUND

  Also holds roles at 38 other companies

  • KEMP KEITH DAVIDofficer
  • MCWHINNIE GLENNofficer
  • TOUPIN RONALD E JRdirectorother

  +35 more companies
• ●

  MANAGED DURATION INVESTMENT GRADE MUNICIPAL FUND

  Also holds roles at 52 other companies

  • HOWLEY JAMESofficer
  • SAXON BRUCEofficer
  • NGUYEN MELISSA Jofficer

  +49 more companies
• ●

  TS&W / CLAYMORE TAX-ADVANTAGED BALANCED FUND

  Also holds roles at 48 other companies

  • SAXON BRUCEofficer
  • JENNINGS ELIZABETH CABELLother
  • BLUE RIDGE INVESTMENTS, L.L.C.tenpercentowner

  +45 more companies
• ●

  XAI Madison Equity Premium Income Fund

  Also holds roles at 61 other companies

  • Woo Lisaofficer
  • Arment Madelineofficer
  • BLAKE PHILIP Edirectorother

  +58 more companies

17 parties · 0 current. Ceased and resigned records are retained as history.