LIVE · CORPUS
The finding
Ownership resolves 361 hops deep toward the ultimate beneficial owner.
/01
At a glance
Dimensions on file- Owners
- 4
- UBO hops
- 361
/02
Key facts
Risk signalLow
Risk
C F&C PREFERRED SECURITIES INCOME FUND I INC is a Company registered in US resolved across 1 source in the WhiteIntel corporate-ownership graph.
/03
Ownership & control
Links are shown as observed in a source registry — we do not currently hold ownership end dates, so a link here may since have ended. Each row carries its source; check it before relying on currency.
Owners / controllers
- C F&C PREFERRED SECURITIES INCOME FUND I INC
Holdings / subsidiaries
None in current sources.
Walk the full UBO chain
361 hops lockedStandard
361-step ownership / control trace to the ultimate beneficial owner — cited at every hop. Unlock the full chain.
Unlock in the full dossier/04
Directorship network
986 other rolesWhere this entity’s officers also hold (or held) positions — the wider network reached through shared people. Roles are registry records, not a claim of control.
GALE DAVID
MAXWELL KEVIN MICHAEL
DALMASO NICHOLAS
- FLAHERTY & CRUMRINE TOTAL RETURN FUND INCdirector
- FLAHERTY & CRUMRINE DYNAMIC PREFERRED & INCOME FUND INCdirector
- FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INCdirector
- FLAHERTY & CRUMRINE PREFERRED & INCOME OPPORTUNITY FUND INCdirector
- DESTRA MULTI-ALTERNATIVE FUNDdirector
- BLUEBAY DESTRA INTERNATIONAL EVENT-DRIVEN CREDIT FUNDdirector
CRUMRINE DONALD F
- FLAHERTY & CRUMRINE DYNAMIC PREFERRED & INCOME FUND INCother
- FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INCother
- FLAHERTY & CRUMRINE PREFERRED & INCOME OPPORTUNITY FUND INCother
- FLAHERTY & CRUMRINE TOTAL RETURN FUND INCother
- FLAHERTY & CRUMRINE DYNAMIC PREFERRED & INCOME FUND INCdirector
- FLAHERTY & CRUMRINE DYNAMIC PREFERRED & INCOME FUND INCofficer
CHADWICK ROBERT E
- FLAHERTY & CRUMRINE DYNAMIC PREFERRED & INCOME FUND INCofficerother
- FLAHERTY & CRUMRINE DYNAMIC PREFERRED & INCOME FUND INCdirector
- FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INCofficerother
- FLAHERTY & CRUMRINE PREFERRED & INCOME OPPORTUNITY FUND INCofficerother
- FLAHERTY & CRUMRINE TOTAL RETURN FUND INCdirector
- FLAHERTY & CRUMRINE TOTAL RETURN FUND INCofficerother
- FLAHERTY & CRUMRINE PREFERRED & INCOME OPPORTUNITY FUND INCdirector
- FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INCdirector
- FLAHERTY & CRUMRINE DYNAMIC PREFERRED & INCOME FUND INCofficer
WULF ROBERT F
FLAHERTY ROBERT T.
ETTINGER ROBERT M
- FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INCother
- FLAHERTY & CRUMRINE TOTAL RETURN FUND INCother
- FLAHERTY & CRUMRINE PREFERRED & INCOME OPPORTUNITY FUND INCother
- FLAHERTY & CRUMRINE DYNAMIC PREFERRED & INCOME FUND INCother
- FLAHERTY & CRUMRINE DYNAMIC PREFERRED & INCOME FUND INCofficer
- FLAHERTY & CRUMRINE PREFERRED & INCOME OPPORTUNITY FUND INCofficer
- FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INCofficer
- FLAHERTY & CRUMRINE TOTAL RETURN FUND INCofficer
STONE BRADFORD S
- FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INCofficerother
- FLAHERTY & CRUMRINE DYNAMIC PREFERRED & INCOME FUND INCofficerother
- FLAHERTY & CRUMRINE PREFERRED & INCOME OPPORTUNITY FUND INCofficerother
- FLAHERTY & CRUMRINE TOTAL RETURN FUND INCofficerother
- FLAHERTY & CRUMRINE DYNAMIC PREFERRED & INCOME FUND INCofficer
- FLAHERTY & CRUMRINE TOTAL RETURN FUND INCofficer
CONWELL CHAD
- FLAHERTY & CRUMRINE PREFERRED & INCOME OPPORTUNITY FUND INCofficerother
- FLAHERTY & CRUMRINE TOTAL RETURN FUND INCofficerother
- FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INCofficerother
- FLAHERTY & CRUMRINE DYNAMIC PREFERRED & INCOME FUND INCofficerother
- FLAHERTY & CRUMRINE DYNAMIC PREFERRED & INCOME FUND INCofficer
- FLAHERTY & CRUMRINE PREFERRED & INCOME OPPORTUNITY FUND INCofficer
- FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INCofficer
- FLAHERTY & CRUMRINE TOTAL RETURN FUND INCofficer
HOGAN KAREN HANOVICE
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
- HCA Healthcare, Inc.10% owner
- Nuveen Municipal Credit Income Fund10% owner
- Nuveen Municipal Credit Income Fund10% owner
- PIMCO MUNICIPAL INCOME FUND10% owner
- PIMCO MUNICIPAL INCOME FUND10% owner
- PIMCO MUNICIPAL INCOME FUND10% owner
- Nuveen Municipal Credit Income Fund10% owner
- NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND10% owner
- NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND10% owner
- NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND10% owner
- Nuveen Quality Municipal Income Fund10% owner
- PUTNAM MANAGED MUNICIPAL INCOME TRUST10% owner
- CALIFORNIA COASTAL COMMUNITIES INCtenpercentowner
- NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUNDtenpercentowner
- NUVEEN MUNICIPAL CREDIT OPPORTUNITIES FUNDtenpercentowner
- BLACKROCK MUNI INTERMEDIATE DURATION FUND INCtenpercentowner
- NEUBERGER BERMAN INTERMEDIATE MUNICIPAL FUND INCtenpercentowner
- PIMCO MUNICIPAL INCOME FUND IItenpercentowner
- Invesco Advantage Municipal Income Trust IItenpercentowner
- PUTNAM MUNICIPAL OPPORTUNITIES TRUSTtenpercentowner
- Nuveen Quality Municipal Income Fundtenpercentowner
- Nuveen Municipal Credit Income Fundtenpercentowner
- NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUNDtenpercentowner
- PIMCO CALIFORNIA MUNICIPAL INCOME FUNDtenpercentowner
- PIMCO NEW YORK MUNICIPAL INCOME FUND IItenpercentowner
- Federated Hermes Premier Municipal Income Fundtenpercentowner
- PIMCO CALIFORNIA MUNICIPAL INCOME FUND IItenpercentowner
- PIMCO MUNICIPAL INCOME FUNDtenpercentowner
- PUTNAM MANAGED MUNICIPAL INCOME TRUSTtenpercentowner
- HCA Healthcare, Inc.tenpercentowner
- PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC.tenpercentowner
- BLACKROCK MUNIYIELD QUALITY FUND, INC.tenpercentowner
- BLACKROCK MUNIASSETS FUND, INC.tenpercentowner
- Invesco Quality Municipal Income Trusttenpercentowner
- BNY MELLON MUNICIPAL BOND INFRASTRUCTURE FUND, INC.tenpercentowner
- NUVEEN MINNESOTA MUNICIPAL INCOME FUNDtenpercentowner
- Invesco Municipal Income Opportunities Trusttenpercentowner
- BLACKROCK MUNIHOLDINGS NEW YORK INSURED FUND, INC.tenpercentowner
- BLACKROCK NEW YORK MUNICIPAL INCOME TRUSTtenpercentowner
- BLACKROCK MUNIYIELD FUND, INC.tenpercentowner
- BNY MELLON STRATEGIC MUNICIPAL BOND FUND, INC.tenpercentowner
- ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUNDtenpercentowner
- NEW AMERICA HIGH INCOME FUND INCtenpercentowner
- BNY MELLON MUNICIPAL INCOME, INC.tenpercentowner
- Eaton Vance Senior Floating-Rate Trusttenpercentowner
- BNY MELLON STRATEGIC MUNICIPALS, INC.tenpercentowner
- Invesco California Value Municipal Income Trusttenpercentowner
- GABELLI UTILITY FUNDtenpercentowner
- PIONEER MUNICIPAL HIGH INCOME FUND, INC.tenpercentowner
- Invesco Pennsylvania Value Municipal Income Trusttenpercentowner
- BLACKROCK MUNIHOLDINGS NEW JERSEY INSURED FUND, INC.tenpercentowner
- BlackRock Long-Term Municipal Advantage Trusttenpercentowner
- Invesco Trust for Investment Grade New York Municipalstenpercentowner
- Invesco Trust for Investment Grade Municipalstenpercentowner
- GABELLI DIVIDEND & INCOME TRUSTother
- GABELLI UTILITY FUNDother
- GABELLI GLOBAL MULTIMEDIA TRUST INCother
- FEDERATED INTERMEDIATE MUNICIPAL INCOME FUNDother
- PIMCO HIGH INCOME FUNDother
- PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC.other
- BNY MELLON MUNICIPAL BOND INFRASTRUCTURE FUND, INC.other
- BLACKROCK MUNIHOLDINGS NEW JERSEY INSURED FUND, INC.other
- BLACKROCK NEW YORK MUNICIPAL 2018 TERM TRUSTother
- BLACKROCK MUNICIPAL 2018 TERM TRUSTother
- PIMCO INCOME STRATEGY FUNDother
- NEUBERGER BERMAN INTERMEDIATE MUNICIPAL FUND INCother
- Eaton Vance Senior Floating-Rate Trustother
- PUTNAM MUNICIPAL OPPORTUNITIES TRUSTother
- TROPICANA LAS VEGAS HOTEL & CASINO, INC.other
- PIONEER HIGH INCOME FUND, INC.other
- Federated Hermes Premier Municipal Income Fundother
- ALLIANCE NEW YORK MUNICIPAL INCOME FUNDother
- REAL ESTATEFOR LEASE COM INCother
- EATON VANCE NEW JERSEY MUNICIPAL INCOME TRUSTtenpercentowner
- DNP SELECT INCOME FUND INCtenpercentowner
- ADVENT CONVERTIBLE & INCOME FUNDother
- PIONEER HIGH INCOME FUND, INC.tenpercentowner
- BLACKROCK MARYLAND MUNICIPAL BOND TRUSTother
- INVESCO VAN KAMPEN SELECT SECTOR MUNICIPAL TRUSTother
- Invesco Advantage Municipal Income Trust IIother
- PIMCO Income Strategy Fund IItenpercentowner
- BLACKROCK MUNIVEST FUND, INC.tenpercentowner
- PIMCO CORPORATE & INCOME OPPORTUNITY FUNDtenpercentowner
- BLACKROCK MUNIHOLDINGS FUND INCtenpercentowner
- BLACKROCK MUNIHOLDINGS INSURED FUND, INC.tenpercentowner
- ADVENT CONVERTIBLE & INCOME FUNDtenpercentowner
- BLACKROCK MUNICIPAL 2018 TERM TRUSTtenpercentowner
- BLACKROCK MUNIHOLDINGS QUALITY FUND II, INC.tenpercentowner
- ADVENT CLAYMORE CONVERTIBLE SECURITIES & INCOME FUND IItenpercentowner
- BLACKROCK MUNICIPAL BOND TRUSTtenpercentowner
- Invesco Municipal Trusttenpercentowner
- Invesco Municipal Opportunity Trusttenpercentowner
- BLACKROCK FLORIDA MUNICIPAL 2020 TERM TRUSTtenpercentowner
- GABELLI DIVIDEND & INCOME TRUSTtenpercentowner
- INVESCO VAN KAMPEN SELECT SECTOR MUNICIPAL TRUSTtenpercentowner
- EATON VANCE OHIO MUNICIPAL INCOME TRUSTtenpercentowner
- BLACKROCK MUNICIPAL INCOME TRUSTtenpercentowner
- BLACKROCK MUNIYIELD QUALITY FUND II, INC.tenpercentowner
- BLACKROCK MUNIHOLDINGS FLORIDA INSURED FUND, INC.tenpercentowner
- REAL ESTATEFOR LEASE COM INCtenpercentowner
- NUVEEN PREMIUM INCOME MUNICIPAL FUND INCtenpercentowner
- BLACKROCK MUNIYIELD FLORIDA INSURED FUNDtenpercentowner
- BOULDER TOTAL RETURN FUND INCtenpercentowner
- NUVEEN INVESTMENT QUALITY MUNICIPAL FUND INCtenpercentowner
- BLACKROCK MUNIVEST FUND II INCtenpercentowner
- NUVEEN AMT-FREE MUNICIPAL INCOME FUNDtenpercentowner
- AMERICAN MUNICIPAL INCOME PORTFOLIO INCtenpercentowner
- PIONEER FLOATING RATE FUND, INC.tenpercentowner
- INVESCO VAN KAMPEN TRUST FOR INSURED MUNICIPALStenpercentowner
- BLACKROCK MUNIYIELD ARIZONA FUND, INCtenpercentowner
- BLACKROCK NEW JERSEY MUNICIPAL INCOME TRUSTtenpercentowner
- EATON VANCE PENNSYLVANIA MUNICIPAL INCOME TRUSTtenpercentowner
- NUVEEN INSURED CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUNDtenpercentowner
- BLACKROCK MUNI NEW YORK INTERMEDIATE DURATION FUND INCtenpercentowner
- NUVEEN OHIO QUALITY INCOME MUNICIPAL FUNDtenpercentowner
- BLACKROCK MUNIYIELD QUALITY FUND III, INC.tenpercentowner
- BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUNDtenpercentowner
- BLACKROCK MUNICIPAL 2020 TERM TRUSTtenpercentowner
- BLACKROCK MUNIYIELD NEW JERSEY INSURED FUND INCtenpercentowner
- RECORDING INDUSTRIES CORPtenpercentowner
- MANAGED DURATION INVESTMENT GRADE MUNICIPAL FUNDtenpercentowner
- DUFF & PHELPS UTILITY & CORPORATE BOND TRUST INCtenpercentowner
- BLACKROCK MUNICIPAL INCOME TRUST IItenpercentowner
- DELAWARE INV COLORADO INSURED MUNICIPAL INCOME FUND INCtenpercentowner
- NUVEEN MICHIGAN PREMIUM INCOME MUNICIPAL FUND INCtenpercentowner
- NEUBERGER BERMAN NEW YORK INTERMEDIATE MUNICIPAL FUND INCtenpercentowner
- BLACKROCK CREDIT ALLOCATION INCOME TRUST IItenpercentowner
- BLACKROCK MUNI ENHANCED FUND INCtenpercentowner
- NUVEEN VIRGINIA DIVIDEND ADVANTAGE MUNICIPAL FUND 2tenpercentowner
- NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUNDtenpercentowner
- BLACKROCK MUNIYIELD MICHIGAN INSURED FUND II, INCtenpercentowner
- BLACKROCK INVESTMENT QUALITY MUNICIPAL TRUST, INC.tenpercentowner
- BLACKROCK MUNIYIELD CALIFORNIA INSURED FUND, INCtenpercentowner
- BLACKROCK MUNIYIELD MICHIGAN INSURED FUND, INC.tenpercentowner
- NUVEEN VIRGINIA PREMIUM INCOME MUNICIPAL FUNDtenpercentowner
- NUVEEN NEW YORK QUALITY INCOME MUNICIPAL FUND INCtenpercentowner
- DTF TAX-FREE INCOME 2028 TERM FUND INCtenpercentowner
- NUVEEN MICHIGAN QUALITY INCOME MUNICIPAL FUNDtenpercentowner
- REAVES UTILITY INCOME FUNDtenpercentowner
- NUVEEN OHIO DIVIDEND ADVANTAGE MUNICIPAL FUND 2tenpercentowner
- BLACKROCK NEW YORK MUNICIPAL 2018 TERM TRUSTtenpercentowner
- BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUSTtenpercentowner
- GABELLI EQUITY TRUST INCtenpercentowner
- BLACKROCK MUNIYIELD CALIFORNIA FUND, INCtenpercentowner
- TS&W / CLAYMORE TAX-ADVANTAGED BALANCED FUNDtenpercentowner
- FLAHERTY & CRUMRINE TOTAL RETURN FUND INCtenpercentowner
- PIMCO INCOME STRATEGY FUNDtenpercentowner
- BLACKROCK FLORIDA MUNICIPAL INCOME TRUSTtenpercentowner
- NUVEEN QUALITY INCOME MUNICIPAL FUND INCtenpercentowner
- NUVEEN ARIZONA DIVIDEND ADVANTAGE MUNICIPAL FUNDtenpercentowner
- BLACKROCK MUNIYIELD NEW JERSEY FUND INCtenpercentowner
- BLACKROCK CREDIT ALLOCATION INCOME TRUST Itenpercentowner
- PIMCO CORPORATE & INCOME STRATEGY FUNDtenpercentowner
- NUVEEN PREMIUM INCOME MUNICIPAL FUND 4 INCtenpercentowner
- INVESCO VAN KAMPEN TRUST FOR INVESTMENT GRADE NEW JERSEY MUNICIPALStenpercentowner
- NUVEEN NEW YORK SELECT QUALITY MUNICIPAL FUND INCtenpercentowner
- EATON VANCE NEW YORK MUNICIPAL INCOME TRUSTtenpercentowner
- AGIC CONVERTIBLE & INCOME FUNDtenpercentowner
- BLACKROCK STRATEGIC MUNICIPAL TRUSTtenpercentowner
- NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INCtenpercentowner
- NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND 2tenpercentowner
- Eaton Vance Floating-Rate Income Trusttenpercentowner
- ALLSPRING MULTI-SECTOR INCOME FUNDtenpercentowner
- NUVEEN SELECT QUALITY MUNICIPAL FUND INCtenpercentowner
- NUVEEN PREMIUM INCOME MUNICIPAL FUND 2 INCtenpercentowner
- BLACKROCK PENNSYLVANIA STRATEGIC MUNICIPAL TRUSTtenpercentowner
- NUVEEN INSURED MUNICIPAL OPPORTUNITY FUND INCtenpercentowner
- NUVEEN MARYLAND DIVIDEND ADVANTAGE MUNICIPAL FUND 3tenpercentowner
- PIMCO HIGH INCOME FUNDtenpercentowner
- BLACKROCK MARYLAND MUNICIPAL BOND TRUSTtenpercentowner
- NUVEEN MARYLAND PREMIUM INCOME MUNICIPAL FUNDtenpercentowner
- NUVEEN CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND 2tenpercentowner
- NUVEEN CALIFORNIA PERFORMANCE PLUS MUNICIPAL FUND INCtenpercentowner
- NUVEEN NEW YORK INVESTMENT QUALITY MUNICIPAL FUND INCtenpercentowner
- GLOBAL CURRENCY STRATEGY INCOME FUND INC.tenpercentowner
- EATON VANCE MASSACHUSETTS MUNICIPAL INCOME TRUSTtenpercentowner
- NUVEEN NEW JERSEY INVESTMENT QUALITY MUNICIPAL FUND INCtenpercentowner
- Invesco Senior Income Trusttenpercentowner
- BLACKROCK DIVIDEND INCOME TRUSTtenpercentowner
- ENHANCED S&P 500 COVERED CALL FUND INC.tenpercentowner
- INVESCO VAN KAMPEN OHIO QUALITY MUNICIPAL TRUSTtenpercentowner
- FEDERATED INTERMEDIATE MUNICIPAL INCOME FUNDtenpercentowner
- NUVEEN PREMIER INSURED MUNICIPAL INCOME FUND INCtenpercentowner
- AGIC CONVERTIBLE & INCOME FUND IItenpercentowner
- INTERCAPITAL CALIFORNIA INSURED MUNICIPAL INCOME TRUSTtenpercentowner
- BLACKROCK FLOATING RATE INCOME TRUSTtenpercentowner
- NEUBERGER BERMAN CALIFORNIA INTERMEDIATE MUNICIPAL FUND INCtenpercentowner
- NUVEEN NEW JERSEY DIVIDEND ADVANTAGE MUNICIPAL FUND 2tenpercentowner
- BLACKROCK CALIFORNIA INVESTMENT QUALITY MUNICIPAL TRUST INCtenpercentowner
- ALLIANCE NEW YORK MUNICIPAL INCOME FUNDtenpercentowner
- NUVEEN TEXAS QUALITY INCOME MUNICIPAL FUNDtenpercentowner
- BLACKROCK CREDIT ALLOCATION INCOME TRUSTtenpercentowner
- EATON VANCE INSURED NEW JERSEY MUNICIPAL BOND FUNDtenpercentowner
- BLACKROCK CREDIT ALLOCATION INCOME TRUST IIItenpercentowner
- NUVEEN PENNSYLVANIA PREMIUM INCOME MUNICIPAL FUND 2tenpercentowner
- NUVEEN NEW JERSEY PREMIUM INCOME MUNICIPAL FUND INCtenpercentowner
- DENALI FUND INC.tenpercentowner
- NUVEEN MASSACHUSETTS PREMIUM INCOME MUNICIPAL FUNDtenpercentowner
- NUVEEN NORTH CAROLINA PREMIUM INCOME MUNICIPAL FUNDtenpercentowner
- PIMCO NEW YORK MUNICIPAL INCOME FUND IIItenpercentowner
- BLACKROCK MUNIHOLDINGS FUND II , INCtenpercentowner
- NUVEEN MUNICIPAL MARKET OPPORTUNITY FUND INCtenpercentowner
- NUVEEN CONNECTICUT PREMIUM INCOME MUNICIPAL FUNDtenpercentowner
- NUVEEN CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND 3tenpercentowner
- NUVEEN AMT-FREE MUNICIPAL CREDIT INCOME FUNDtenpercentowner
- Kayne Anderson Energy Infrastructure Fund, Inc.tenpercentowner
- WESTERN ASSET CORE PLUS BOND TRUST Itenpercentowner
- NUVEEN MUNICIPAL ADVANTAGE FUND INCtenpercentowner
- TORTOISE ENERGY CAPITAL CORPtenpercentowner
- NUVEEN DIVERSIFIED DIVIDEND & INCOME FUNDtenpercentowner
- ALLSPRING INCOME OPPORTUNITIES FUNDtenpercentowner
- NUVEEN INSURED NEW YORK PREMIUM INCOME MUNICIPAL FUND INCtenpercentowner
- INVESCO VAN KAMPEN MASSACHUSETTS VALUE MUNICIPAL INCOME TRUSTtenpercentowner
BANK OF AMERICA NA
- HCA Healthcare, Inc.10% owner
- SOBR Safe, Inc.10% owner
- SOBR Safe, Inc.10% owner
- ONEIDA LTDtenpercentowner
- Eaton Vance Senior Floating-Rate Trusttenpercentowner
- ADITX THERAPEUTICS, INC.tenpercentowner
- NanoVibronix, Inc.tenpercentowner
- Aptevo Therapeutics Inc.tenpercentowner
- SOBR Safe, Inc.tenpercentowner
- HCA Healthcare, Inc.tenpercentowner
- BLACKROCK MUNI INTERMEDIATE DURATION FUND INCtenpercentowner
- Nuveen Municipal Credit Income Fundtenpercentowner
- AgEagle Aerial Systems Inc.tenpercentowner
- PUTNAM MANAGED MUNICIPAL INCOME TRUSTtenpercentowner
- BLACKROCK NEW YORK MUNICIPAL INCOME TRUSTtenpercentowner
- NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUNDtenpercentowner
- GABELLI UTILITY FUNDtenpercentowner
- BLACKROCK MUNIYIELD FUND, INC.tenpercentowner
- Nuveen Quality Municipal Income Fundtenpercentowner
- NEUBERGER BERMAN HIGH YIELD STRATEGIES FUND INC.tenpercentowner
- GABELLI UTILITY FUNDother
- PIMCO Income Strategy Fund IIother
- BNY MELLON MUNICIPAL INCOME, INC.other
- PIMCO HIGH INCOME FUNDother
- PIMCO CORPORATE & INCOME OPPORTUNITY FUNDother
- BNY MELLON STRATEGIC MUNICIPAL BOND FUND, INC.tenpercentowner
- BNY MELLON STRATEGIC MUNICIPALS, INC.tenpercentowner
- BNY MELLON STRATEGIC MUNICIPALS, INC.other
- PIMCO CORPORATE & INCOME STRATEGY FUNDother
- PIMCO INCOME STRATEGY FUNDother
- PIMCO NEW YORK MUNICIPAL INCOME FUNDother
- PIMCO NEW YORK MUNICIPAL INCOME FUND IIother
- INTERMEDIATE MUNI FUND INCtenpercentownerother
- MUNICIPAL PARTNERS FUND INCtenpercentowner
- GABELLI DIVIDEND & INCOME TRUSTtenpercentowner
- Federated Hermes Premier Municipal Income Fundtenpercentowner
- ALLIANCE CALIFORNIA MUNICIPAL INCOME FUNDtenpercentowner
- EATON VANCE CALIFORNIA MUNICIPAL INCOME TRUSTtenpercentowner
- EATON VANCE NEW JERSEY MUNICIPAL INCOME TRUSTtenpercentowner
- PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC.tenpercentowner
- BNY MELLON MUNICIPAL INCOME, INC.tenpercentowner
- EATON VANCE INSURED NEW JERSEY MUNICIPAL BOND FUNDtenpercentowner
- Eaton Vance Municipal Income Trusttenpercentowner
- EATON VANCE INSURED MUNICIPAL BOND FUND Itenpercentowner
- FEDERATED INTERMEDIATE MUNICIPAL INCOME FUNDtenpercentowner
- BLACKROCK MUNICIPAL 2020 TERM TRUSTtenpercentowner
- MANAGED DURATION INVESTMENT GRADE MUNICIPAL FUNDtenpercentowner
- PIMCO HIGH INCOME FUNDtenpercentowner
- PIMCO CORPORATE & INCOME STRATEGY FUNDtenpercentowner
- BLACKROCK MUNICIPAL 2018 TERM TRUSTtenpercentowner
- BLACKROCK NEW YORK MUNICIPAL 2018 TERM TRUSTtenpercentowner
- WESTERN ASSET CORE PLUS BOND TRUST Itenpercentowner
- NEUBERGER BERMAN NEW YORK INTERMEDIATE MUNICIPAL FUND INCtenpercentowner
- NEUBERGER BERMAN CALIFORNIA INTERMEDIATE MUNICIPAL FUND INCtenpercentowner
- NEUBERGER BERMAN INTERMEDIATE MUNICIPAL FUND INCtenpercentowner
- BLACKROCK CALIFORNIA MUNICIPAL 2018 TERM TRUSTtenpercentowner
- AMERICAN MUNICIPAL INCOME PORTFOLIO INCtenpercentowner
- PIONEER FLOATING RATE FUND, INC.tenpercentowner
- PIONEER HIGH INCOME FUND, INC.tenpercentowner
- BLACKROCK FLORIDA MUNICIPAL 2020 TERM TRUSTtenpercentowner
- DTF TAX-FREE INCOME 2028 TERM FUND INCtenpercentowner
- PUTNAM MUNICIPAL OPPORTUNITIES TRUSTtenpercentowner
- ADVENT CONVERTIBLE & INCOME FUNDtenpercentowner
- NEW AMERICA HIGH INCOME FUND INCtenpercentowner
- BLACKROCK NEW JERSEY INVESTMENT QUALITY MUNICIPAL TRUST INCtenpercentowner
- INTERCAPITAL QUALITY MUNICIPAL SECURITIEStenpercentowner
- INTERCAPITAL CALIFORNIA QUALITY MUNICIPAL SECURITIEStenpercentowner
- Invesco Pennsylvania Value Municipal Income Trusttenpercentowner
- Invesco Advantage Municipal Income Trust IItenpercentowner
- INVESCO VAN KAMPEN TRUST FOR INSURED MUNICIPALStenpercentowner
- Invesco Quality Municipal Income Trusttenpercentowner
- BLACKROCK NEW JERSEY MUNICIPAL INCOME TRUSTtenpercentowner
- INTERCAPITAL INSURED MUNICIPAL BOND TRUSTtenpercentowner
- Invesco Municipal Opportunity Trusttenpercentowner
- BLACKROCK MUNIHOLDINGS CALIFORNIA INSURED FUND, INC.tenpercentowner
- Invesco California Value Municipal Income Trusttenpercentowner
- INVESCO VAN KAMPEN TRUST FOR INVESTMENT GRADE NEW JERSEY MUNICIPALStenpercentowner
- Invesco Trust for Investment Grade Municipalstenpercentowner
- INVESCO VAN KAMPEN SELECT SECTOR MUNICIPAL TRUSTtenpercentowner
- Invesco Value Municipal Income Trusttenpercentowner
- Invesco Municipal Trusttenpercentowner
- INTERCAPITAL INSURED MUNICIPAL TRUSTtenpercentowner
- INVESCO VAN KAMPEN OHIO QUALITY MUNICIPAL TRUSTtenpercentowner
- BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUSTtenpercentowner
- INTERCAPITAL CALIFORNIA INSURED MUNICIPAL INCOME TRUSTtenpercentowner
- BLACKROCK MUNICIPAL INCOME TRUST IItenpercentowner
- BLACKROCK MUNIVEST FUND, INC.tenpercentowner
- BLACKROCK MUNIYIELD QUALITY FUND II, INC.tenpercentowner
- BLACKROCK INVESTMENT QUALITY MUNICIPAL TRUST, INC.tenpercentowner
- INTERCAPITAL QUALITY MUNICIPAL INVESTMENT TRUSTtenpercentowner
- BLACKROCK MUNIHOLDINGS QUALITY FUND II, INC.tenpercentowner
- BLACKROCK MUNIVEST FUND II INCtenpercentowner
- BLACKROCK MUNIHOLDINGS FUND INCtenpercentowner
- BLACKROCK MUNIHOLDINGS FUND II , INCtenpercentowner
- BLACKROCK STRATEGIC MUNICIPAL TRUSTtenpercentowner
- TS&W / CLAYMORE TAX-ADVANTAGED BALANCED FUNDtenpercentowner
- BLACKROCK MUNICIPAL BOND TRUSTtenpercentowner
- BLACKROCK MUNICIPAL INCOME TRUSTtenpercentowner
- BLACKROCK MUNIHOLDINGS INSURED FUND, INC.tenpercentowner
- NUVEEN AMT-FREE MUNICIPAL CREDIT INCOME FUNDtenpercentowner
- BLACKROCK NEW YORK MUNICIPAL INCOME TRUST IItenpercentowner
- BLACKROCK NEW YORK INSURED MUNICIPAL INCOME TRUSTtenpercentowner
- BLACKROCK MUNIYIELD QUALITY FUND, INC.tenpercentowner
- BLACKROCK FLORIDA MUNICIPAL INCOME TRUSTtenpercentowner
- NUVEEN INSURED NEW YORK PREMIUM INCOME MUNICIPAL FUND INCtenpercentowner
- NUVEEN AMT-FREE MUNICIPAL INCOME FUNDtenpercentowner
- NUVEEN ARIZONA PREMIUM INCOME MUNICIPAL FUNDtenpercentowner
- BLACKROCK MUNIHOLDINGS NEW JERSEY INSURED FUND, INC.tenpercentowner
- NUVEEN MICHIGAN QUALITY INCOME MUNICIPAL FUNDtenpercentowner
- NUVEEN CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUNDtenpercentowner
- BLACKROCK MUNIHOLDINGS FLORIDA INSURED FUND, INC.tenpercentowner
- NUVEEN INSURED CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUNDtenpercentowner
- BLACKROCK MUNIYIELD NEW JERSEY INSURED FUND INCtenpercentowner
- BLACKROCK MUNIHOLDINGS NEW YORK INSURED FUND, INC.tenpercentowner
- NUVEEN OHIO QUALITY INCOME MUNICIPAL FUNDtenpercentowner
- NUVEEN MICHIGAN PREMIUM INCOME MUNICIPAL FUND INCtenpercentowner
- BLACKROCK MUNIYIELD ARIZONA FUND, INCtenpercentowner
- BLACKROCK MUNIYIELD CALIFORNIA FUND, INCtenpercentowner
- BLACKROCK MUNIYIELD QUALITY FUND III, INC.tenpercentowner
- NUVEEN PREMIER MUNICIPAL INCOME FUND INCtenpercentowner
- BLACKROCK MUNIYIELD NEW JERSEY FUND INCtenpercentowner
- NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUNDtenpercentowner
- BLACKROCK MUNIYIELD NEW YORK INSURED FUND, INC.tenpercentowner
- BLACKROCK MUNIYIELD MICHIGAN INSURED FUND II, INCtenpercentowner
- NUVEEN CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND 3tenpercentowner
- NUVEEN SELECT QUALITY MUNICIPAL FUND INCtenpercentowner
- NUVEEN VIRGINIA PREMIUM INCOME MUNICIPAL FUNDtenpercentowner
- NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INCtenpercentowner
- NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUNDtenpercentowner
- NUVEEN PREMIUM INCOME MUNICIPAL FUND 2 INCtenpercentowner
- BLACKROCK MUNIYIELD CALIFORNIA INSURED FUND, INCtenpercentowner
- NUVEEN CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND 2tenpercentowner
- BLACKROCK MUNIYIELD MICHIGAN INSURED FUND, INC.tenpercentowner
- NUVEEN INVESTMENT QUALITY MUNICIPAL FUND INCtenpercentowner
- BLACKROCK MUNI ENHANCED FUND INCtenpercentowner
- BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUNDtenpercentowner
- NUVEEN MARYLAND DIVIDEND ADVANTAGE MUNICIPAL FUND 3tenpercentowner
- NUVEEN CALIFORNIA INVESTMENT QUALITY MUNICIPAL FUND INCtenpercentowner
- BANK OF AMERICA CORP /DE/tenpercentowner
- BLACKROCK CREDIT ALLOCATION INCOME TRUSTtenpercentowner
- NUVEEN INSURED CALIFORNIA PREMIUM INCOME MUNICIPAL FUND 2 INtenpercentowner
- NUVEEN PREMIUM INCOME MUNICIPAL FUND INCtenpercentowner
- NUVEEN CONNECTICUT PREMIUM INCOME MUNICIPAL FUNDtenpercentowner
- BLACKROCK CREDIT ALLOCATION INCOME TRUST IItenpercentowner
- NUVEEN PERFORMANCE PLUS MUNICIPAL FUND INCtenpercentowner
- NUVEEN INSURED MUNICIPAL OPPORTUNITY FUND INCtenpercentowner
- NUVEEN PREMIER INSURED MUNICIPAL INCOME FUND INCtenpercentowner
- NUVEEN CALIFORNIA PERFORMANCE PLUS MUNICIPAL FUND INCtenpercentowner
- NUVEEN INSURED QUALITY MUNICIPAL FUND INCtenpercentowner
BANK OF AMERICA CORP /DE/
- HCA Healthcare, Inc.10% owner
- Nuveen Municipal Credit Income Fund10% owner
- MOYNIHAN BRIAN Tofficer
- Nuveen Municipal Credit Income Fund10% owner
- SOBR Safe, Inc.10% owner
- SOBR Safe, Inc.10% owner
- Okpara Johnbullofficer
- Nguyen Thong Mofficer
- Mensah Bernard Aofficer
- Knox Kathleen A.officer
- Greener Geoffrey Sofficer
- Bronstein Sheri B.officer
- Borthwick Alastair Mofficer
- Athanasia Dean Cofficer
- MOYNIHAN BRIAN Tofficer
- PIMCO MUNICIPAL INCOME FUND10% owner
- PIMCO MUNICIPAL INCOME FUND10% owner
- PIMCO MUNICIPAL INCOME FUND10% owner
- Nuveen Municipal Credit Income Fund10% owner
- Thompson Bruce R.officer
- Scrivener Thomas Mofficer
- Schimpf Eric A.officer
- Nguyen Thong Mofficer
- Mogensen Lauren Aofficer
- Mensah Bernard Aofficer
- Koder Matthew Mofficer
- Knox Kathleen A.officer
- Hans Lindsay D.officer
- Greener Geoffrey Sofficer
- DeMare James Pofficer
- Bronstein Sheri B.officer
- Borthwick Alastair Mofficer
- Boland Darrin Steveofficer
- Bless Rudolf A.officer
- Bhasin Adityaofficer
- Athanasia Dean Cofficer
- MOYNIHAN BRIAN Tofficer
- Thompson Bruce R.officer
- Scrivener Thomas Mofficer
- Schimpf Eric A.officer
- Nguyen Thong Mofficer
- Mogensen Lauren Aofficer
- Mensah Bernard Aofficer
- Koder Matthew Mofficer
- Martinez Mariadirector
- Knox Kathleen A.officer
- Hans Lindsay D.officer
- Greener Geoffrey Sofficer
- DeMare James Pofficer
- Bronstein Sheri B.officer
- Borthwick Alastair Mofficer
- Boland Darrin Steveofficer
- Bless Rudolf A.officer
- Bhasin Adityaofficer
- Athanasia Dean Cofficer
- MOYNIHAN BRIAN Tofficer
- NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND10% owner
- Martinez Mariadirector
- Martinez Mariadirector
- Greener Geoffrey Sofficer
- Nguyen Thong Mofficer
- NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND10% owner
- NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND10% owner
- Nuveen Quality Municipal Income Fund10% owner
- MOYNIHAN BRIAN Tofficer
- PUTNAM MANAGED MUNICIPAL INCOME TRUST10% owner
- JONES W STEVENdirector
- NEIL COTTYofficer
- DESOER BARBARA Jofficer
- MAY THOMAS Jdirector
- FRANKS TOMMY GENERAL (RET)director
- DEMOLINA ALVARO Gofficer
- LEWIS KENNETH Dofficer
- TILLMAN ROBERT Ldirector
- SPANGLER MEREDITH Rdirector
- RYAN THOMAS Mdirector
- WARD JACKIE Mdirector
- ROMERO EDWARD Ldirector
- MCGEE LIAM Eofficer
- BRAMBLE FRANK Pdirector
- LEWIS KENNETH Ddirector
- BARNET WILLIAM IIIdirector
- TAYLOR R EUGENEofficer
- MOYNIHAN BRIAN Tofficer
- BRINKLEY AMY WOODSofficer
- ONEIDA LTDtenpercentowner
- COKER CHARLES Wdirector
- ROSE CLAYTON STUARTdirector
- Eaton Vance Senior Floating-Rate Trusttenpercentowner
- DONALD ARNOLD Wdirector
- BLACKROCK MUNI INTERMEDIATE DURATION FUND INCtenpercentowner
- Martinez Mariadirector
- BANC OF AMERICA PREFERRED FUNDING CORPtenpercentowner
- Federated Hermes Premier Municipal Income Fundtenpercentowner
- NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUNDtenpercentowner
- NOWELL LIONEL L IIIdirector
- ZUBER MARIA Tdirector
- Ramos Denise Ldirector
- PIMCO MUNICIPAL INCOME FUND IItenpercentowner
- NEUBERGER BERMAN INTERMEDIATE MUNICIPAL FUND INCtenpercentowner
- ALMEIDA JOSE Edirector
- MOYNIHAN BRIAN Tdirector
- ADITX THERAPEUTICS, INC.tenpercentowner
- WOODS THOMAS Ddirector
- Greener Geoffrey Sofficer
- DE WECK PIERRE J.P.director
- Invesco Advantage Municipal Income Trust IItenpercentowner
- NUVEEN MUNICIPAL CREDIT OPPORTUNITIES FUNDtenpercentowner
- Allen Sharon L.director
- WHITE MICHAEL Ddirector
- LOZANO MONICA Cdirector
- Thompson Bruce R.officer
- DeMare James Pofficer
- Borthwick Alastair Mofficer
- PIMCO NEW YORK MUNICIPAL INCOME FUND IItenpercentowner
- Mensah Bernard Aofficer
- PIMCO CALIFORNIA MUNICIPAL INCOME FUNDtenpercentowner
- GOPALKRISHNAN HARIofficer
- Okpara Johnbullofficer
- PUTNAM MUNICIPAL OPPORTUNITIES TRUSTtenpercentowner
- Scrivener Thomas Mofficer
- Nuveen Municipal Credit Income Fundtenpercentowner
- Nguyen Thong Mofficer
- Bronstein Sheri B.officer
- NUVEEN MISSOURI PREMIUM INCOME MUNICIPAL FUNDtenpercentowner
- Nuveen Quality Municipal Income Fundtenpercentowner
- NanoVibronix, Inc.tenpercentowner
- Athanasia Dean Cofficer
- Mogensen Lauren Aofficer
- Schimpf Eric A.officer
- Aptevo Therapeutics Inc.tenpercentowner
- BlackRock 2037 Municipal Target Term Trusttenpercentowner
- Hans Lindsay D.officer
- NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUNDtenpercentowner
- PIMCO NEW YORK MUNICIPAL INCOME FUNDtenpercentowner
- PIMCO MUNICIPAL INCOME FUND IIItenpercentowner
- PIMCO MUNICIPAL INCOME FUNDtenpercentowner
- PIONEER MUNICIPAL HIGH INCOME FUND, INC.tenpercentowner
- PIMCO CALIFORNIA MUNICIPAL INCOME FUND IItenpercentowner
- PIMCO CALIFORNIA MUNICIPAL INCOME FUND IIItenpercentowner
- PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC.tenpercentowner
- PIMCO NEW YORK MUNICIPAL INCOME FUND IIItenpercentowner
- BNY MELLON MUNICIPAL INCOME, INC.tenpercentowner
- PIMCO Flexible Municipal Income Fundtenpercentowner
- SHARPS TECHNOLOGY INC.tenpercentowner
- HUDSON LINDA Pdirector
- Knox Kathleen A.officer
- HCA Healthcare, Inc.tenpercentowner
- SOBR Safe, Inc.tenpercentowner
- Bhasin Adityaofficer
- Bless Rudolf A.officer
- Koder Matthew Mofficer
- PUTNAM MANAGED MUNICIPAL INCOME TRUSTtenpercentowner
- Boland Darrin Steveofficer
- BLACKROCK MUNIASSETS FUND, INC.tenpercentowner
- Invesco Trust for Investment Grade New York Municipalstenpercentowner
- BlackRock Long-Term Municipal Advantage Trusttenpercentowner
- ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUNDtenpercentowner
- BLACKROCK MUNIHOLDINGS NEW YORK INSURED FUND, INC.tenpercentowner
- BUFFETT WARREN Etenpercentowner
- Invesco Quality Municipal Income Trusttenpercentowner
- NEW AMERICA HIGH INCOME FUND INCtenpercentowner
- BNY MELLON STRATEGIC MUNICIPAL BOND FUND, INC.tenpercentowner
- BLACKROCK MUNIHOLDINGS NEW JERSEY INSURED FUND, INC.tenpercentowner
- BNY MELLON STRATEGIC MUNICIPALS, INC.tenpercentowner
- GABELLI UTILITY FUNDtenpercentowner
- NUVEEN MINNESOTA MUNICIPAL INCOME FUNDtenpercentowner
- BERKSHIRE HATHAWAY INCtenpercentowner
- Invesco California Value Municipal Income Trusttenpercentowner
- Invesco Trust for Investment Grade Municipalstenpercentowner
- NUVEEN ENHANCED HIGH YIELD MUNICIPAL BOND FUNDtenpercentowner
- BNY MELLON MUNICIPAL BOND INFRASTRUCTURE FUND, INC.tenpercentowner
- BLACKROCK NEW YORK MUNICIPAL INCOME TRUSTtenpercentowner
- BLACKROCK MUNIYIELD FUND, INC.tenpercentowner
- Invesco Municipal Income Opportunities Trusttenpercentowner
- Invesco Pennsylvania Value Municipal Income Trusttenpercentowner
- BLACKROCK MUNIYIELD QUALITY FUND, INC.tenpercentowner
- AgEagle Aerial Systems Inc.tenpercentowner
- ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUNDother
- DONOFRIO PAUL Mofficer
- NABORS ENERGY TRANSITION CORP.tenpercentowner
- GABELLI UTILITY FUNDother
- NABORS ENERGY TRANSITION CORP.other
- NEUBERGER BERMAN NEW YORK INTERMEDIATE MUNICIPAL FUND INCtenpercentowner
- NEUBERGER BERMAN HIGH YIELD STRATEGIES FUND INC.tenpercentowner
- NEUBERGER BERMAN CALIFORNIA INTERMEDIATE MUNICIPAL FUND INCtenpercentowner
- PIMCO CORPORATE & INCOME OPPORTUNITY FUNDother
- BNY MELLON STRATEGIC MUNICIPALS, INC.other
- PIMCO Income Strategy Fund IIother
- PIMCO INCOME STRATEGY FUNDother
- PIMCO NEW YORK MUNICIPAL INCOME FUND IIother
- PIMCO CORPORATE & INCOME STRATEGY FUNDother
- BNY MELLON MUNICIPAL INCOME, INC.other
- PIMCO HIGH INCOME FUNDother
- PIMCO NEW YORK MUNICIPAL INCOME FUNDother
- FORUM MERGER IV CORPtenpercentowner
- CRESCERA CAPITAL ACQUISITION CORP.tenpercentowner
- CRESCERA CAPITAL ACQUISITION CORP.other
- Sieg Andrew M.officer
- NUVEEN OHIO QUALITY INCOME MUNICIPAL FUNDtenpercentowner
- NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUNDtenpercentowner
- NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUNDtenpercentowner
- MUNICIPAL PARTNERS FUND INCother
- INTERMEDIATE MUNI FUND INCother
- BLACKROCK MUNIHOLDINGS FLORIDA INSURED FUND, INC.tenpercentowner
- YOST R DAVIDdirector
- BESSANT CATHERINE Pofficer
- SMITH ANDREA Bofficer
- BLACKROCK FLORIDA MUNICIPAL INCOME TRUSTtenpercentowner
- NUVEEN MARYLAND PREMIUM INCOME MUNICIPAL FUNDtenpercentowner
- BLACKROCK NEW YORK MUNICIPAL INCOME TRUST IItenpercentowner
- BLACKROCK NEW YORK INSURED MUNICIPAL INCOME TRUSTtenpercentowner
- BIES SUSAN S.director
- GABELLI DIVIDEND & INCOME TRUSTtenpercentowner
- LEITCH DAVID Gofficer
- Montag Thomas K.officer
- BLACKROCK NEW YORK MUNICIPAL BOND TRUSTtenpercentowner
- BLACKROCK MUNI NEW YORK INTERMEDIATE DURATION FUND INCtenpercentowner
- BOVENDER JACK O JRdirector
- PIMCO CORPORATE & INCOME OPPORTUNITY FUNDtenpercentowner
- NUVEEN TEXAS QUALITY INCOME MUNICIPAL FUNDtenpercentowner
- INTERMEDIATE MUNI FUND INCtenpercentowner
- NUVEEN NORTH CAROLINA PREMIUM INCOME MUNICIPAL FUNDtenpercentowner
- ALLIANCE CALIFORNIA MUNICIPAL INCOME FUNDtenpercentowner
- LAUGHLIN TERRENCE Pofficer
- GABELLI GLOBAL MULTIMEDIA TRUST INCtenpercentowner
- EATON VANCE INSURED MICHIGAN MUNICIPAL BOND FUNDtenpercentowner
- EATON VANCE CALIFORNIA MUNICIPAL BOND FUND IItenpercentowner
- Cardlytics, Inc.other
- EATON VANCE INSURED MUNICIPAL BOND FUND Itenpercentowner
- EATON VANCE INSURED NEW YORK MUNICIPAL BOND FUND Itenpercentowner
- Eaton Vance Municipal Income Trusttenpercentowner
- EATON VANCE NEW JERSEY MUNICIPAL INCOME TRUSTtenpercentowner
- EATON VANCE OHIO MUNICIPAL INCOME TRUSTtenpercentowner
- EATON VANCE MICHIGAN MUNICIPAL INCOME TRUSTtenpercentowner
- EATON VANCE INSURED NEW JERSEY MUNICIPAL BOND FUNDtenpercentowner
- EATON VANCE INSURED PENNSYLVANIA MUNICIPAL BOND FUNDtenpercentowner
- EATON VANCE NEW YORK MUNICIPAL INCOME TRUSTtenpercentowner
- EATON VANCE INSURED MASSACHUSETTS MUNICIPAL BOND FUNDtenpercentowner
- EATON VANCE PENNSYLVANIA MUNICIPAL INCOME TRUSTtenpercentowner
- EATON VANCE INSURED OHIO MUNICIPAL BOND FUNDtenpercentowner
- EATON VANCE CALIFORNIA MUNICIPAL INCOME TRUSTtenpercentowner
- NUVEEN MUNICIPAL 2021 TARGET TERM FUNDtenpercentowner
- EATON VANCE MASSACHUSETTS MUNICIPAL INCOME TRUSTtenpercentowner
- Cardlytics, Inc.tenpercentowner
- BLACKROCK MUNICIPAL 2020 TERM TRUSTtenpercentowner
- FEDERATED INTERMEDIATE MUNICIPAL INCOME FUNDtenpercentowner
- MANAGED DURATION INVESTMENT GRADE MUNICIPAL FUNDtenpercentowner
- YNOFACE HOLDINGS INCother
- PIMCO HIGH INCOME FUNDtenpercentowner
- NUVEEN INVESTMENT QUALITY MUNICIPAL FUND INCtenpercentowner
- WILSHIRE ENTERPRISES INCtenpercentowner
- PIMCO CORPORATE & INCOME STRATEGY FUNDtenpercentowner
- ALLIANCE NEW YORK MUNICIPAL INCOME FUNDtenpercentowner
- BLACKROCK MUNIYIELD NEW JERSEY INSURED FUND INCtenpercentowner
- NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND 2tenpercentowner
- GIFFORD CHARLES Kdirector
- DARNELL DAVID C.officer
- LYNCH GARY Gofficer
- DENALI FUND INC.tenpercentowner
- HOLLIDAY CHARLES O JRdirector
- BLACKROCK NEW YORK MUNICIPAL 2018 TERM TRUSTtenpercentowner
- BLACKROCK MUNICIPAL 2018 TERM TRUSTtenpercentowner
- AMERICAN MUNICIPAL INCOME PORTFOLIO INCtenpercentowner
- BLACKROCK FLORIDA MUNICIPAL 2020 TERM TRUSTtenpercentowner
- MINNESOTA MUNICIPAL INCOME PORTFOLIO INCtenpercentowner
- FIRST AMERICAN MINNESOTA MUNICIPAL INCOME FUND II INCtenpercentowner
- PIMCO INCOME STRATEGY FUNDtenpercentowner
- WESTERN ASSET CORE PLUS BOND TRUST Itenpercentowner
- BLACKROCK CALIFORNIA MUNICIPAL 2018 TERM TRUSTtenpercentowner
- PIONEER HIGH INCOME FUND, INC.tenpercentowner
- TROPICANA LAS VEGAS HOTEL & CASINO, INC.other
- DNP SELECT INCOME FUND INCtenpercentowner
- PIONEER FLOATING RATE FUND, INC.tenpercentowner
- DTF TAX-FREE INCOME 2028 TERM FUND INCtenpercentowner
- DUFF & PHELPS UTILITY & CORPORATE BOND TRUST INCtenpercentowner
- HERC HOLDINGS INCother
- NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND 2tenpercentowner
- BOULDER TOTAL RETURN FUND INCtenpercentowner
- REAL ESTATEFOR LEASE COM INCother
- SRH Total Return Fund, Inc.tenpercentowner
- HERC HOLDINGS INCtenpercentowner
- HCA Healthcare, Inc.other
- ROSSOTTI CHARLES Odirector
- HERC HOLDINGS INCdirector
- HERC HOLDINGS INCdirectorother
- ADVENT CONVERTIBLE & INCOME FUNDtenpercentowner
- ADVENT CLAYMORE CONVERTIBLE SECURITIES & INCOME FUND IItenpercentowner
- BLACKROCK MARYLAND MUNICIPAL BOND TRUSTtenpercentowner
- BLACKROCK NEW JERSEY INVESTMENT QUALITY MUNICIPAL TRUST INCtenpercentowner
- BLACKROCK NEW JERSEY MUNICIPAL BOND TRUSTtenpercentowner
- BLACKROCK PENNSYLVANIA STRATEGIC MUNICIPAL TRUSTtenpercentowner
- Invesco Municipal Trusttenpercentowner
- INTERCAPITAL CALIFORNIA INSURED MUNICIPAL INCOME TRUSTtenpercentowner
- COLBERT VIRGISdirector
- INTERCAPITAL QUALITY MUNICIPAL SECURITIEStenpercentowner
- POWELL DONALD Edirector
- INTERCAPITAL CALIFORNIA QUALITY MUNICIPAL SECURITIEStenpercentowner
- INTERCAPITAL INSURED MUNICIPAL TRUSTtenpercentowner
- BLACKROCK MUNIHOLDINGS CALIFORNIA INSURED FUND, INC.tenpercentowner
- BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUSTtenpercentowner
- INVESCO VAN KAMPEN SELECT SECTOR MUNICIPAL TRUSTtenpercentowner
- Invesco Value Municipal Income Trusttenpercentowner
- INVESCO VAN KAMPEN TRUST FOR INVESTMENT GRADE NEW JERSEY MUNICIPALStenpercentowner
- INVESCO VAN KAMPEN TRUST FOR INSURED MUNICIPALStenpercentowner
- INTERCAPITAL QUALITY MUNICIPAL INVESTMENT TRUSTtenpercentowner
- INVESCO VAN KAMPEN OHIO QUALITY MUNICIPAL TRUSTtenpercentowner
- INTERCAPITAL NEW YORK QUALITY MUNICIPAL SECURITIEStenpercentowner
- AMBANI MUKESH D.director
- Invesco Municipal Opportunity Trusttenpercentowner
- SCULLY ROBERT Wdirector
- BLACKROCK MASSACHUSETTS TAX-EXEMPT TRUSTtenpercentowner
- INTERCAPITAL INSURED MUNICIPAL BOND TRUSTtenpercentowner
- INVESCO MUNICIPAL PREMIUM INCOME TRUSTtenpercentowner
- BLACKROCK NEW JERSEY MUNICIPAL INCOME TRUSTtenpercentowner
- INVESCO VAN KAMPEN MASSACHUSETTS VALUE MUNICIPAL INCOME TRUSTtenpercentowner
- BLACKROCK MUNIHOLDINGS FUND II , INCtenpercentowner
- BLACKROCK MUNICIPAL INCOME TRUSTtenpercentowner
- BLACKROCK MUNICIPAL INCOME TRUST IItenpercentowner
- BLACKROCK MUNIVEST FUND, INC.tenpercentowner
- BLACKROCK MUNIYIELD FLORIDA INSURED FUNDtenpercentowner
- BLACKROCK MUNIHOLDINGS QUALITY FUND II, INC.tenpercentowner
- TS&W / CLAYMORE TAX-ADVANTAGED BALANCED FUNDtenpercentowner
- BLACKROCK MUNIHOLDINGS INSURED FUND, INC.tenpercentowner
- BLACKROCK MUNIVEST FUND II INCtenpercentowner
- BLACKROCK MUNIYIELD QUALITY FUND II, INC.tenpercentowner
- O'KEEFE EDWARD P.officer
- BLACKROCK STRATEGIC MUNICIPAL TRUSTtenpercentowner
- BLACKROCK MUNIHOLDINGS FUND INCtenpercentowner
- BLACKROCK FINANCE, INC.director
- PIMCO Income Strategy Fund IItenpercentowner
- BLACKROCK INVESTMENT QUALITY MUNICIPAL TRUST, INC.tenpercentowner
- BLACKROCK MUNICIPAL BOND TRUSTtenpercentowner
- NUVEEN INSURED NEW YORK PREMIUM INCOME MUNICIPAL FUND INCtenpercentowner
- BLACKROCK FLORIDA MUNICIPAL BOND TRUSTtenpercentowner
- NUVEEN AMT-FREE MUNICIPAL CREDIT INCOME FUNDtenpercentowner
- NUVEEN PREMIUM INCOME MUNICIPAL FUND INCtenpercentowner
- NUVEEN INSURED CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUNDtenpercentowner
- BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUNDtenpercentowner
- Sturzenegger Ron D.officer
- BLACKROCK MUNIYIELD QUALITY FUND III, INC.tenpercentowner
- PRICE JOE Lofficer
- HCA Healthcare, Inc.director
- RECORDING INDUSTRIES CORPtenpercentowner
- NUVEEN ARIZONA PREMIUM INCOME MUNICIPAL FUNDtenpercentowner
- NUVEEN AMT-FREE MUNICIPAL INCOME FUNDtenpercentowner
- NUVEEN MICHIGAN PREMIUM INCOME MUNICIPAL FUND INCtenpercentowner
- DOMINICK PAULA ANNofficer
- REAL ESTATEFOR LEASE COM INCtenpercentowner
- KRAWCHECK SALLIEofficer
- NUVEEN MICHIGAN QUALITY INCOME MUNICIPAL FUNDtenpercentowner
- NUVEEN CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUNDtenpercentowner
- BLACKROCK MUNIYIELD ARIZONA FUND, INCtenpercentowner
- NUVEEN PREMIER MUNICIPAL INCOME FUND INCtenpercentowner
- FLAHERTY & CRUMRINE TOTAL RETURN FUND INCtenpercentowner
- NUVEEN SELECT QUALITY MUNICIPAL FUND INCtenpercentowner
- BLACKROCK MUNIYIELD MICHIGAN INSURED FUND II, INCtenpercentowner
- BLACKROCK MUNIYIELD NEW JERSEY FUND INCtenpercentowner
- NUVEEN OHIO DIVIDEND ADVANTAGE MUNICIPAL FUND 2tenpercentowner
- JONES D PAUL JRdirector
- BLACKROCK CREDIT ALLOCATION INCOME TRUST IItenpercentowner
- NUVEEN QUALITY INCOME MUNICIPAL FUND INCtenpercentowner
- NUVEEN CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND 2tenpercentowner
- NUVEEN VIRGINIA DIVIDEND ADVANTAGE MUNICIPAL FUND 2tenpercentowner
- NUVEEN CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND 3tenpercentowner
- DELAWARE INV COLORADO INSURED MUNICIPAL INCOME FUND INCtenpercentowner
- NUVEEN NEW YORK QUALITY INCOME MUNICIPAL FUND INCtenpercentowner
- REAVES UTILITY INCOME FUNDtenpercentowner
- BLACKROCK MUNIYIELD MICHIGAN INSURED FUND, INC.tenpercentowner
- GABELLI EQUITY TRUST INCtenpercentowner
- BLACKROCK MUNIYIELD NEW YORK INSURED FUND, INC.tenpercentowner
- BLACKROCK MUNIYIELD FLORIDA FUNDtenpercentowner
- NUVEEN OHIO DIVIDEND ADVANTAGE MUNICIPAL FUNDtenpercentowner
- NOSKI CHARLES Hofficer
- BLACKROCK MUNIYIELD CALIFORNIA FUND, INCtenpercentowner
- NUVEEN OHIO DIVIDEND ADVANTAGE MUNICIPAL FUND 3tenpercentowner
- NUVEEN ARIZONA DIVIDEND ADVANTAGE MUNICIPAL FUNDtenpercentowner
- BLACKROCK MUNI ENHANCED FUND INCtenpercentowner
- NUVEEN VIRGINIA PREMIUM INCOME MUNICIPAL FUNDtenpercentowner
- NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INCtenpercentowner
- NUVEEN PREMIUM INCOME MUNICIPAL FUND 2 INCtenpercentowner
- NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUNDtenpercentowner
- BLACKROCK MUNIYIELD CALIFORNIA INSURED FUND, INCtenpercentowner
- NUVEEN NEW YORK PERFORMANCE PLUS MUNICIPAL FUND INCtenpercentowner
- NUVEEN PREMIER INSURED MUNICIPAL INCOME FUND INCtenpercentowner
- NUVEEN INSURED MUNICIPAL OPPORTUNITY FUND INCtenpercentowner
- ENHANCED S&P 500 COVERED CALL FUND INC.tenpercentowner
- NUVEEN MUNICIPAL ADVANTAGE FUND INCtenpercentowner
- Eaton Vance Floating-Rate Income Trusttenpercentowner
- NUVEEN NEW YORK SELECT QUALITY MUNICIPAL FUND INCtenpercentowner
- NUVEEN NEW JERSEY INVESTMENT QUALITY MUNICIPAL FUND INCtenpercentowner
- NUVEEN INSURED CALIFORNIA PREMIUM INCOME MUNICIPAL FUND 2 INtenpercentowner
- TORTOISE ENERGY CAPITAL CORPtenpercentowner
- Kayne Anderson Energy Infrastructure Fund, Inc.tenpercentowner
- ALLSPRING MULTI-SECTOR INCOME FUNDtenpercentowner
- NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUNDtenpercentowner
- BLACKROCK CREDIT ALLOCATION INCOME TRUSTtenpercentowner
- NUVEEN CALIFORNIA INVESTMENT QUALITY MUNICIPAL FUND INCtenpercentowner
- NUVEEN PREMIUM INCOME MUNICIPAL FUND 4 INCtenpercentowner
- NUVEEN NEW YORK INVESTMENT QUALITY MUNICIPAL FUND INCtenpercentowner
- NUVEEN NEW JERSEY DIVIDEND ADVANTAGE MUNICIPAL FUND 2tenpercentowner
- NUVEEN MUNICIPAL MARKET OPPORTUNITY FUND INCtenpercentowner
- BOARDMAN WILLIAM Pdirector
- BANK OF AMERICA NAtenpercentowner
- NUVEEN PERFORMANCE PLUS MUNICIPAL FUND INCtenpercentowner
- NUVEEN CONNECTICUT PREMIUM INCOME MUNICIPAL FUNDtenpercentowner
- NUVEEN MASSACHUSETTS PREMIUM INCOME MUNICIPAL FUNDtenpercentowner
- Invesco Senior Income Trusttenpercentowner
- AGIC CONVERTIBLE & INCOME FUNDtenpercentowner
- NUVEEN PENNSYLVANIA PREMIUM INCOME MUNICIPAL FUND 2tenpercentowner
- BLACKROCK CREDIT ALLOCATION INCOME TRUST Itenpercentowner
- BLACKROCK CREDIT ALLOCATION INCOME TRUST IIItenpercentowner
- VALIDUS HOLDINGS LTDdirector
- NUVEEN DIVERSIFIED DIVIDEND & INCOME FUNDtenpercentowner
- NUVEEN INSURED QUALITY MUNICIPAL FUND INCtenpercentowner
- BLACKROCK CALIFORNIA INVESTMENT QUALITY MUNICIPAL TRUST INCtenpercentowner
- BLUE RIDGE INVESTMENTS, L.L.C.tenpercentowner
- BLACKROCK DIVIDEND INCOME TRUSTtenpercentowner
- NUVEEN CALIFORNIA PERFORMANCE PLUS MUNICIPAL FUND INCtenpercentowner
- AGIC CONVERTIBLE & INCOME FUND IItenpercentowner
- NUVEEN MARYLAND DIVIDEND ADVANTAGE MUNICIPAL FUND 3tenpercentowner
- NUVEEN NEW JERSEY PREMIUM INCOME MUNICIPAL FUND INCtenpercentowner
- BLACKROCK FLOATING RATE INCOME TRUSTtenpercentowner
- GLOBAL CURRENCY STRATEGY INCOME FUND INC.tenpercentowner
MORGAN STANLEY
- YESHAYA SHARONofficer
- SIMKOWITZ DANIEL Aofficer
- SAPERSTEIN ANDREW Mofficer
- Pizzi Michael A.officer
- GROSSMAN ERIC Fofficer
- CRAWLEY MANDELLofficer
- PICK EDWARDofficer
- CRAWLEY MANDELLofficer
- GROSSMAN ERIC Fofficer
- YESHAYA SHARONofficer
- SIMKOWITZ DANIEL Aofficer
- SAPERSTEIN ANDREW Mofficer
- Pizzi Michael A.officer
- AKRAM RAJAofficer
- AKRAM RAJAofficer
- YESHAYA SHARONofficer
- Smith Charles Aubrey IIIofficer
- SIMKOWITZ DANIEL Aofficer
- SAPERSTEIN ANDREW Mofficer
- Pizzi Michael A.officer
- Pizzi Michael A.officer
- GROSSMAN ERIC Fofficer
- CRAWLEY MANDELLofficer
- PICK EDWARDofficer
- LUCZO STEPHEN Jdirector
- MURRAY EILEEN Kother
- SCULLY ROBERT Wofficer
- TRUMP ENTERTAINMENT RESORTS, INC.tenpercentowner
- BOWLES ERSKINE Bdirector
- CADIZ INCtenpercentowner
- BRENNAN EDWARD Adirector
- LYNCH GARY Gofficer
- KIDDER C ROBERTdirector
- BOSTOCK ROY Jdirector
- GORMAN JAMES Pother
- SPENCER CORDELL Gother
- Peterson Douglas L.director
- Herz Robert Hdirector
- JAMES ERIKA Hdirector
- YESHAYA SHARONofficer
- BUTLER MEGANdirector
- TRAQUINA PERRY Mdirector
- NALLY DENNIS Mdirector
- GROSSMAN ERIC Fofficer
- GLOCER THOMAS Hdirector
- LEIBOWITZ SHELLEY Bdirector
- CRAWLEY MANDELLofficer
- WILKINS RAYFORD JRdirector
- Miscik Judith Adirector
- SAPERSTEIN ANDREW Mofficer
- ITAGAKI YASUSHIdirector
- SCHAPIRO MARY Ldirector
- SIMKOWITZ DANIEL Aofficer
- GOOD LYNN Jdirector
- PICK EDWARDofficer
- Smith Charles Aubrey IIIofficer
- WORSTER VICTORIAofficer
- Pizzi Michael A.officer
- PICK EDWARDdirector
- KIRKPATRICK TAYLORother
- DEES BRANDONother
- AKRAM RAJAofficer
- LUCZO STEPHEN Jdirector
- GORMAN JAMES Pdirector
- GORMAN JAMES Pofficer
- MUNICIPAL PARTNERS FUND INCtenpercentowner
- Mondee Holdings, Inc.tenpercentowner
- DARLING ALISTAIRdirector
- PRUZAN JONATHANofficer
- HOTSUKI KEISHIofficer
- ANGEL OAK MORTGAGE REIT, INC.tenpercentowner
- CORLEY ELIZABETHdirector
- MIYACHI MASATOdirector
- ALIMERA SCIENCES INCtenpercentowner
- ROONEY ROBERT Pofficer
- SONIM TECHNOLOGIES INCtenpercentowner
- OLAYAN HUTHAM Sdirector
- KAMEZAWA HIRONORIdirector
- MITSUBISHI TOKYO FINANCIAL GROUP INCtenpercentowner
- BRODSKY JEFFREY Sofficer
- Eaton Vance Senior Income Trustother
- ENSYSCE BIOSCIENCES, INC.tenpercentowner
- WIRTH PAUL Cofficer
- CHINA XD PLASTICS CO LTDdirectorother
- CHINA XD PLASTICS CO LTDtenpercentownerother
- KELLEHER THOMAS COLMofficer
- Bloom Energy Corptenpercentowner
- OGASAWARA TAKESHIdirector
- EATON VANCE LIMITED DURATION INCOME FUNDtenpercentowner
- CHINA AUTOMOTIVE SYSTEMS INCother
- Eaton Vance Senior Income Trusttenpercentowner
- OWENS JAMES Wdirector
- INNOCOLL HOLDINGS PLCtenpercentowner
- CHINA XD PLASTICS CO LTDdirector
- ROSENTHAL JAMES Aofficer
- KLEINFELD KLAUSdirector
- NICOLAISEN DONALD Tdirector
- PACHOLDER FUND INCtenpercentowner
- NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUNDtenpercentowner
- EATON VANCE NEW JERSEY MUNICIPAL INCOME TRUSTtenpercentowner
- HIRANO NOBUYUKIdirector
- FLEMING GREGORY Jofficer
- TYSON LAURA Ddirector
- DAVIES HOWARD Jdirector
- Porat Ruthofficer
- SEXTON O GRIFFITHdirector
- TRANSMONTAIGNE PARTNERS L.P.director
- TEXAS INDUSTRIES INCtenpercentowner
- GOLDEN TAN, INCdirector
- TRANSMONTAIGNE PARTNERS L.P.tenpercentownerother
- GOLDEN TAN, INCtenpercentownerother
- PIONEER HIGH INCOME FUND, INC.tenpercentowner
- AMERICAN DAIRY INCother
- DIGITALGLOBE INCtenpercentowner
- BLACKROCK FLORIDA INVESTMENT QUALITY MUNICIPAL TRUSTtenpercentowner
- BLACKROCK MUNI NEW YORK INTERMEDIATE DURATION FUND INCtenpercentowner
- MFS HIGH INCOME MUNICIPAL TRUSTtenpercentowner
- BLACKROCK FLORIDA MUNICIPAL INCOME TRUSTtenpercentowner
- MFS INVESTMENT GRADE MUNICIPAL TRUSTtenpercentowner
- BLACKROCK NEW JERSEY INVESTMENT QUALITY MUNICIPAL TRUST INCtenpercentowner
- BLACKROCK FLORIDA MUNICIPAL BOND TRUSTtenpercentowner
- INVESCO VAN KAMPEN MASSACHUSETTS VALUE MUNICIPAL INCOME TRUSTtenpercentowner
- BLACKROCK NEW YORK INSURED MUNICIPAL INCOME TRUSTtenpercentowner
- BLACKROCK MUNIYIELD QUALITY FUND, INC.tenpercentowner
- BLACKROCK MUNICIPAL INCOME QUALITY TRUSTtenpercentowner
- BLACKROCK NEW YORK MUNICIPAL INCOME TRUST IItenpercentowner
- NUVEEN CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUNDtenpercentowner
- NUVEEN INSURED CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUNDtenpercentowner
- Taubman Paul Jofficer
- ING PRIME RATE TRUSTtenpercentowner
- TAMAKOSHI RYOSUKEdirector
- HANCE JAMES H JRdirector
- TANAKA MASAAKIdirector
- GOLDEN TAN, INCdirectorother
- BARRON FRANCIS Pofficer
- MACK JOHN Jdirector
- DEREGT KENNETH MICHAELofficer
- MACK JOHN Jofficer
- NUVEEN CONNECTICUT PREMIUM INCOME MUNICIPAL FUNDtenpercentowner