---
title: "GUGGENHEIM CREDIT ALLOCATION FUND — Ownership Dossier"
canonical: https://whiteintel.dev/entity/394baaa3-c34f-5b68-a35b-b449e5d4fcbc
json: https://whiteintel.dev/api/public/dossier/394baaa3-c34f-5b68-a35b-b449e5d4fcbc
identifier: sec:0001551949
jurisdiction: US
risk: Low
source: WhiteIntel corporate-ownership graph
---

# GUGGENHEIM CREDIT ALLOCATION FUND

**Type:** Company  
**Jurisdiction:** [US](https://whiteintel.dev/jurisdictions/us)  
**Identifier:** `sec:0001551949`  
**Risk level:** Low  
**Canonical dossier:** https://whiteintel.dev/entity/394baaa3-c34f-5b68-a35b-b449e5d4fcbc  
**Structured JSON / MCP:** https://whiteintel.dev/api/public/dossier/394baaa3-c34f-5b68-a35b-b449e5d4fcbc  

## Ownership & control

### Owners / controllers

- **TOUPIN RONALD E JR** (directorother) — https://whiteintel.dev/entity/5ef6d56a-78ca-572d-847e-980aa13e1ade
- **LYDON THOMAS F JR** (directorother) — https://whiteintel.dev/entity/d72c8182-2c48-5f8a-b42a-61345380b42c
- **SPONEM SANDRA G** (directorother) — https://whiteintel.dev/entity/b46281c3-7dab-5a68-bbb9-06da45e93ca9
- **BROCK-KYLE ANGELA** (directorother) — https://whiteintel.dev/entity/3b40c9bf-c2c1-5fa3-b16a-45b40e9d4bfd
- **SERDENSKY EVAN LORING** (other) — https://whiteintel.dev/entity/edaf4567-aaf3-57df-a1ef-05b9e100f3a8
- **REHDER WILLIAM** (officer) — https://whiteintel.dev/entity/1bb987a1-2cdd-5541-abdb-7cb08156cc9b
- **BARNES RANDALL C** (directorother) — https://whiteintel.dev/entity/14eaceb8-9069-5617-9e95-b129d886933d
- **FRIEDRICH ROMAN III** (directorother) — https://whiteintel.dev/entity/daed0fb9-ced7-5bc8-b629-03889f18ed52
- **MINERD B. SCOTT** (other) — https://whiteintel.dev/entity/39069807-90a8-5830-bd7f-29a882aaefb5
- **SZAFRAN JON** (officer) — https://whiteintel.dev/entity/a4b62ccc-d83f-5b99-b168-9e9c449edb5f
- **BINDER BRIAN E.** (officer) — https://whiteintel.dev/entity/8fa37816-5f2d-59cd-b662-a9e608ec7c22
- **KEMP KEITH DAVID** (officer) — https://whiteintel.dev/entity/453557a9-df09-5007-bfd9-7d42bdec8563
- **MCWHINNIE GLENN** (officer) — https://whiteintel.dev/entity/b08336d6-868d-504d-87ae-dab66b5358b4
- **NELSON ADAM J** (officer) — https://whiteintel.dev/entity/7de278a9-c441-59d7-8765-a50a133736b8
- **CHUBB DONALD A. JR.** (directorother) — https://whiteintel.dev/entity/3b5734fa-54cf-5643-b020-3b059fefa8e5
- **BROWN STEVEN H.** (other) — https://whiteintel.dev/entity/20acef48-cd17-5745-a3fe-4cc542ab6a76
- **BLOCH ADAM** (other) — https://whiteintel.dev/entity/50dd7fb4-fdec-5345-9d55-ae0d37388776
- **FARLEY JERRY B** (directorother) — https://whiteintel.dev/entity/1b1f0deb-e724-5477-8762-4caea52956a1
- **ARRUDA JOSEPH M** (officer) — https://whiteintel.dev/entity/e9fe539b-028c-5442-9312-8a2b0aa59a6d
- **MEGARIS MICHAEL P** (officer) — https://whiteintel.dev/entity/2b0e1d31-c398-5aa0-aed3-ea0696f89cc4
- **STONE BRYAN** (officer) — https://whiteintel.dev/entity/abce84cf-0576-51d5-8154-c0508a052e37
- **BELDEN WILLIAM H** (officer) — https://whiteintel.dev/entity/2656d0de-e2f5-5d8b-a07b-cc7c86512ab0
- **OLIVERIUS MAYNARD F.** (directorother) — https://whiteintel.dev/entity/c1c5f522-2488-5230-b47a-f155563905fd
- **CACCIAPAGLIA DONALD** (officerother) — https://whiteintel.dev/entity/0c0c07e6-7820-5b07-8ca5-22152e0f1bbd
- **NYBERG RONALD** (directorother) — https://whiteintel.dev/entity/7f8d8a91-6387-5c86-becd-bb05605a04fa
- **KARN ROBERT B III** (directorother) — https://whiteintel.dev/entity/39b69069-5fb0-58cf-8109-468439af5a9c
- **KELLY STEVENS T** (officer) — https://whiteintel.dev/entity/68338b10-c709-5b31-b485-aa40a7fad53e
- **ABRAMS JEFFREY B.** (other) — https://whiteintel.dev/entity/5928bebc-08b0-53de-8937-245f56a5a369
- **GUNDERSEN KEVIN H.** (other) — https://whiteintel.dev/entity/06c67d0a-40f4-5a73-9d24-736f3eaa6b7c
- **CACCIAPAGLIA DONALD** (other) — https://whiteintel.dev/entity/0c0c07e6-7820-5b07-8ca5-22152e0f1bbd
- **FURJANIC MARK** (officer) — https://whiteintel.dev/entity/b019d6d2-6c62-5123-94f0-5da4c5829d74
- **HOWLEY JAMES** (officer) — https://whiteintel.dev/entity/c4bd6cc7-310c-5470-99a0-f3a8b68dcfdf
- **SCOTT KIMBERLY J.** (officer) — https://whiteintel.dev/entity/aadec7c6-0d45-58ac-b77c-f46bf8332e3a
- **SULLIVAN JOHN LOUIS** (officer) — https://whiteintel.dev/entity/6eed8a46-22fa-54c5-8108-2aa06636d689
- **MATHIASEN MARK** (officer) — https://whiteintel.dev/entity/512fab70-b114-55aa-9a78-dacb452678ea
- **MICHAL JAMES W.** (other) — https://whiteintel.dev/entity/56e2c802-657f-55bb-966b-d677f0bae269
- **WALSH ANNE BOOKWALTER** (other) — https://whiteintel.dev/entity/7eb22f67-cd6d-50a4-88cf-97311616165c
- **CATALUCCI JOANNA M.** (officer) — https://whiteintel.dev/entity/912a029a-0ed6-5db3-80e7-d1f2fc3247f5
- **LEE AMY J.** (officer) — https://whiteintel.dev/entity/73268473-4965-58a5-9c3a-f00778cc7566
- **MALTBIE DEREK DALE** (officer) — https://whiteintel.dev/entity/acd82413-49c8-5222-a147-2a3aad08c5e8

### UBO chain (walk to the ultimate owner)

A **40-step** ownership/control chain to the ultimate beneficial owner is resolved for this entity. The full cited chain unlocks with a paid API key or a one-off dossier — https://whiteintel.dev/pricing.

---

_This is the markdown-for-agents view of the WhiteIntel dossier for **GUGGENHEIM CREDIT ALLOCATION FUND**. Human view: https://whiteintel.dev/entity/394baaa3-c34f-5b68-a35b-b449e5d4fcbc · Structured JSON: https://whiteintel.dev/api/public/dossier/394baaa3-c34f-5b68-a35b-b449e5d4fcbc._

_Risk levels are heuristic investigative leads, not legal determinations of beneficial ownership. Every claim carries a source; an absent edge means "not yet observed in current sources", not "does not exist"._