---
title: "COMPLIANCE SYSTEMS CORP — Ownership Dossier"
canonical: https://whiteintel.dev/entity/2854bbf6-e39f-5d34-9f24-511220beabec
json: https://whiteintel.dev/api/public/dossier/2854bbf6-e39f-5d34-9f24-511220beabec
identifier: sec:0001206133
jurisdiction: US
risk: Low
source: WhiteIntel corporate-ownership graph
---

# COMPLIANCE SYSTEMS CORP

**Type:** Company  
**Jurisdiction:** US  
**Identifier:** `sec:0001206133`  
**Risk level:** Low  
**Canonical dossier:** https://whiteintel.dev/entity/2854bbf6-e39f-5d34-9f24-511220beabec  
**Structured JSON / MCP:** https://whiteintel.dev/api/public/dossier/2854bbf6-e39f-5d34-9f24-511220beabec  

## Ownership & control

### Owners / controllers

- **SUMMIT TRADING LTD** (tenpercentowner) — https://whiteintel.dev/entity/349ca23d-0325-5928-8ae1-40edb3da2e22
- **GARFINKEL DEAN** (tenpercentowner) — https://whiteintel.dev/entity/499bc17d-7ec1-5da9-ab3b-fdd2e1c4f896
- **BROOKSTEIN BARRY M.** (officer) — https://whiteintel.dev/entity/f5609027-4c9c-5346-a335-77f33e910733
- **BROOKSTEIN BARRY M.** (director) — https://whiteintel.dev/entity/f5609027-4c9c-5346-a335-77f33e910733
- **GARFINKEL DEAN** (director) — https://whiteintel.dev/entity/499bc17d-7ec1-5da9-ab3b-fdd2e1c4f896
- **BROOKSTEIN BARRY M.** (tenpercentowner) — https://whiteintel.dev/entity/f5609027-4c9c-5346-a335-77f33e910733
- **GARFINKEL DEAN** (officer) — https://whiteintel.dev/entity/499bc17d-7ec1-5da9-ab3b-fdd2e1c4f896
- **DUNIGAN STEFAN** (officer) — https://whiteintel.dev/entity/8b215eba-2965-5a61-a61f-9401471f4878
- **ROBINSON JAMES A. JR.** (officer) — https://whiteintel.dev/entity/9ed36acf-7929-5e2c-b8a9-5dc2099f2cfb

### UBO chain (walk to the ultimate owner)

1. **SUMMIT TRADING LTD** — tenpercentowner → *COMPLIANCE SYSTEMS CORP*
1. **GARFINKEL DEAN** — tenpercentowner → *COMPLIANCE SYSTEMS CORP*
1. **BROOKSTEIN BARRY M.** — officer → *COMPLIANCE SYSTEMS CORP*
1. **BROOKSTEIN BARRY M.** — director → *COMPLIANCE SYSTEMS CORP*
1. **GARFINKEL DEAN** — director → *COMPLIANCE SYSTEMS CORP*
1. **BROOKSTEIN BARRY M.** — tenpercentowner → *COMPLIANCE SYSTEMS CORP*
1. **GARFINKEL DEAN** — officer → *COMPLIANCE SYSTEMS CORP*
1. **DUNIGAN STEFAN** — officer → *COMPLIANCE SYSTEMS CORP*
1. **ROBINSON JAMES A. JR.** — officer → *COMPLIANCE SYSTEMS CORP*

---

_This is the markdown-for-agents view of the WhiteIntel dossier for **COMPLIANCE SYSTEMS CORP**. Human view: https://whiteintel.dev/entity/2854bbf6-e39f-5d34-9f24-511220beabec · Structured JSON: https://whiteintel.dev/api/public/dossier/2854bbf6-e39f-5d34-9f24-511220beabec._

_Risk levels are heuristic investigative leads, not legal determinations of beneficial ownership. Every claim carries a source; an absent edge means "not yet observed in current sources", not "does not exist"._